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A ¡@ A Decade of Challenge & Development¡ipublication¡j ¡m¤Q¸ü¬D¾Ô»Pµo®i¡n¡i¥Zª«¡j A Policy Paper on Securities and Futures Market Reform ¡mÃÒ¨é¤Î´Á³f¥«³õ§ï²¬Fµ¦¤å¥ó¡n abnormal item «D¥¿±`¶µ¥Ø about order ªñ»ù½L above par °ª¤_±È above the line ¦b½u¶µ¥Ø Academic Advisory Committee¡iSFC¡j ¾Ç³N¬É«t¸ß©eû·|¡iÃҺʷ|¡j Academic and Accreditation Advisory Committee (AAAC) ¡iSFC¡j ¾Ç³Nµû¼f«t¸ß©eû·|¡iÃҺʷ|¡j accelerated depreciation ¥[³t§é accept order ±µ»ù½L acceptance ©Ó§I acceptance house ©Ó§I¦æ accomodation bill ¿Ä³q²¼¾Ú Account Transfer Instruction (ATI) ¤á¤fÂಾ«ü¥Ü accountability ³d¥ô©Ó¾á¡F°Ý³d accountants' report ·|p®v³ø§i accounting equation ·|pµ{§Ç accounting period ·|p´Á¶¡ accounting practice ·|pºD¨Ò¡F·|p¹ê°È Accounting Society of China (ASC) ¤¤°ê·|p¾Ç·| accounting standard ·|p·Ç«h¡F·|p¼Ð·Ç accounting treatment ·|p³B²z¤è¦¡ accounts payable À³¥I½ã´Ú accounts receivable À³¦¬½ã´Ú accretion ¼WÈ accrual basis¡iaccounting¡j À³p¨î¡FÅv³dµo¥Í¨î*¡i·|p¡j accrued expenses À³p¶O¥Î accrued interest À³p§Q®§ accrued revenue À³p¦¬¯q accumulated depreciation ²Öp§é¡F²Ö¿n§é accumulated interest ²Öp§Q®§¡F²Ö¿n§Q®§ accumulated profits ²Öp§Q¼í¡F²Ö¿n§Q¼í acid-test ratio »Ä©Ê´ú¸Õ¤ñ²v acquisition ¦¬ÁÊ acquisition of shells ¶R´ß acting in concert ¤@P¦æ°Ê active business pursuits¡iGEM¡j ¬¡ÅD·~°È¬ö¿ý¡i³Ð·~ªO¡j active market ¥æ§ë¬¡ÅD actual market ²{³f¥«³õ actual price ²{³f»ù actual useful life ¹ê»Ú¥i¥Î¦~´Á actuary ºëºâ®v ad valorem stamp duty ±q»ù¦Lªáµ| add-on ªþ¥[§Q¯q¡FÀu´f additional AMS terminal user ªþ¥[¦Û°Ê¹ï½L²×ºÝ¾÷¥Î®a additional margin ÃB¥~«öª÷ Adjudication Division ¼fµô¬ì adjustable rate mortgage (ARM) ½Õ®§«ö´¦ adjusted basis ½Õ¾ã°ò¼Æ adjusted net assets ½Õ¾ã¦Z¸ê²£ÐäÈ adjusted net tangible assets ½Õ¾ã¦Z¦³§Î¸ê²£ÐäÈ adjustment ½Õ¾ã administering bank ©Ó¿ì»È¦æ¡F¸g¿ì»È¦æ admissible securities value ÃҨ骺»{¥i»ùÈ admitted value »{¥iÈ advance ¹Ô´Ú advance booking form ±Æ´Á¥Ó½Ðªí®æ Advertising Guidelines for Collective Investment Schemes ¡m¶°¦X§ë¸êp¹ºªº¼s§i«Å¶Ç«ü¤Þ¡n Advertising Guidelines for Pooled Retirement Funds ¡m¶°¸ê°h¥ð°òª÷ªº¼s§i«Å¶Ç«ü¤Þ¡n Advisory Committee¡iSFC¡j «t¸ß©eû·|¡iÃҺʷ|¡j Advisory Specialist Group ±M®a«t¸ß¤p²Õ affiliate; affiliated company ÁpÄݤ½¥q after market / aftermarket ¤G¯Å¥«³õ after-hours dealing ¦¬¥«¦Z¥æ©ö after-tax profits µ|¦Z¬Õ§Q¡Fµ|¦Z§Q¼í¡Fµ|¦Z·¸§Q after-tax real rate of return µ|¦Z¹ê»Ú¦^³ø²v afternoon session ¤È¥« agency account ¥N²z¤á¤f¡F¥N«È¶R½æ¤á¤f Agency Share Transfer System ¡iMainland China¡j ¥N¿ìªÑ¥÷ÂàÅý¨t²Î ¡i¤¤°ê¤º¦a¡j agency trade ¸g¬ö¥æ©ö¡F¥N«È¶R½æ agent ¥N²z¤H aggregate auction ¶°¦XÄv»ù aggregate market value Á`¥«È aging analysis of accounts ½ãÄÖ¤ÀªR All Ordinaries Index (AOI) ©Ò¦³´¶³qªÑ«ü¼Æ all-or-none order ¥þ³¡§¹¦¨©Î©ñ±ó¶R½æ½L allotment °tµo¡FªÑ¥÷°tµo allottee Àò°tµo¤H allowance¡iaccounting¡j ³Æ©è¡i·|p¡j allowance for bad and doubtful debts Ãa½ã¤Î§b½ã³Æ©è alpha coefficient alpha ¨t¼Æ alternate ´À¥ô¤H alternative investment ¥tÃþ§ë¸ê Alternative Investment Market (AIM)¡iUK¡j ¥t¶µ§ë¸ê¥«³õ¡i^°ê¡j amalgamation ¦X¦} Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters ¤W¥«¨Æ©y½Ì¸Ñ³Æ§Ñ¿ý¸É½g(«qª©) American Chamber of Commerce (AMCHAM) ¬ü°ê°Ó·| American depository receipt (ADR) ¬ü°ê¹w¦«ÃÒ¨é American Stock Exchange (AMEX) ¬ü°êÃÒ¨é¥æ©ö©Ò American style option ¬ü¦¡´ÁÅv amortisation Åu¾P AMS order book ¦Û°Ê¹ï½L¨t²Î¥¼§¹¦¨¶R½æ½L¬ö¿ý AMS Second Terminal ¦Û°Ê¹ï½L¨t²Î²Ä¤G²×ºÝ¾÷ annual accounts ¦~«×½ã¥Ø annual general meeting (AGM) ªÑªF©P¦~¤j·| annual report ¦~³ø Appeals Panel¡iSFC¡j ¤W¶D©eû·|¡iÃҺʷ|¡j appetite for risk ·ÀI®e¶q Applied Research Fund À³¥Î¬ã¨s°òª÷ appreciation ¼WÈ appropriation ¼·´Ú approved borrower ®Ö·ÇɤJ¤H approved deposit fund »{¥i¦s´Ú°òª÷ approved lending agent ®Ö·ÇÉ¥X¥N²z¤H approved redeemable share ®Ö·Ç¥iÅ«¦^ªÑ¥÷ arbitrage ®MÝu¡F®M¶×*¡F®M§Q* arithmetic average; arithmetic mean ¡istatistics¡j ºâ³N¥§¡¼Æ¡i²Îp¡j arm's length transaction ¤½¥¿¥æ©ö arrears ¿n¤í´Ú¶µ¡F¤í´Ú articles of association ²Õ´³¹µ{¡F²Õ´²Ó«h ASEAN Free Trade Area (AFTA) ªF·ù¦Û¥Ñ¶T©ö°Ï ASEAN Regional Forum ªF·ù¦a°Ï½×¾Â Asia Pacific Economic Cooperation (APEC) ¨È¤Ó¸gÀÙ¦X§@²Õ´ Asia-Pacific Central Securities Depository Group(ACG) ¨È¤Ó°Ï¤¤¥¡ÃÒ¨é¦sºÞ³B²Õ´ Asia Pacific Loan Market Association ¨È¤Ó¶U´Ú¥«³õ¨ó·| Asia Pacific Regional Committee (APRC) of IOSCO °ê»ÚÃҺʷ|²Õ´¨È¤Ó°Ï©eû·| Asian Development Bank (ADB) ¨È¬w¶}µo»È¦æ Asian dollar bond ¨È¬w¬ü¤¸¶Å¨é Asian dollar market ¨È¬w¬ü¤¸¥«³õ Asian Securities' Analysts Council (ASAC) ¨È¬wÃÒ¨é¤ÀªRû¤½·| Asian Securities Analysts Federation ¨È¬wÃÒ¨é¤ÀªR®a¨ó·| ask price; asked price ªf½L»ù¡F½æ½L»ù asset ¸ê²£ asset allocation ¸ê²£½Õ°t¡F¸ê²£½Õ«× asset coverage ¸ê²£Âл\²v¡F¸ê²£«OÃÒ asset injection ª`¤J¸ê²£ asset stripper ¡u©î°©±M®a¡v asset stripping ©î½æ¸ê²£¡F¸ê²£©î½æ asset swap ¸ê²£½Õ´« asset-backed securities (ABS) ©è©ãÃÒ¨é¡F¦³¸ê²£¤ä«ùªº¶Å°ÈÃÒ¨é assignee ¨üÅý¤H¡F©ÓÅý¤H¡FÀò¤À°t¤H¤h assignment ÂàÅý assignment¡ioptions¡j «ü©w¤À°t¡i´ÁÅv¡j assignor ÂàÅý¤H assistant supervisor¡iGEM¡j §U²z¥DºÞ¡i³Ð·~ªO¡j associate Áp¨t¤H¤h associate; associate company; associated company ÁpÀ礽¥q Association Cambiste Internationale °ê»Ú¥~¶×¦P·~Áp·| associated person ¬ÛÁp¤H Association for Investment Management and Research (AIMR) §ë¸êºÞ²z¬ã¨sÁp·| Association of Chartered Certified Accountants, The ¯S³\¤½»{·|p®v¤½·| Association of International Accountants, The °ê»Ú·|p®v¤½·| Association of National Numbering Agencies (ANNA) °ê»Ú½s½X¾÷ºc¨ó·| Association of South-East Asian Nations (ASEAN) ªF«n¨È°ê®a¨ó·|¡]ªF¨ó¡^ Association of Stockbrokers in Hong Kong (1891) »´ä¸g¬ö¨ó·|¡]1891¦~¡^ at-auction limit order Äv»ù»ù½L at-auction order Äv»ù½L at-best order ³Ì¨Î»ù®æ½L at-the-close order ¦¬¥«½L¡F§À½L at-the-money option ¥»ù´ÁÅv¡Fµ¥»ù´ÁÅv at-the-opening order ¶}¥«½L¡FÀY½L ATI Batch File Transfer ¤á¤fÂಾ«ü¥Ü¾ã§åÀɮ׶ǰe attributable equity interest À³¥eªÑÅv auction Äv»ù§ë¼Ð auction¡i= open outcry¡j ¤fÀYÄv»ù¡i= ¤½¶}³Û»ù¡j auction market Äv»ù¥«³õ Audit Committee¡iSFC¡j ®Ö¼Æ©eû·|¡iÃҺʷ|¡j Audit Committee ¼f®Ö©eû·| audit test ½]®Ö´ú¸Õ audit trail ¼f®Ö½u¯Á¡F´_®Ö/°l¬d®Ú¾Ú audited accounts ¸g¼f®Ö½ã¥Ø auditor ®Ö¼Æ®v¡F¼fp®v* auditors' report ®Ö¼Æ®v³ø§i austerity measures ºòÁY±¹¬I Australian Securities and Investments Commission (ASIC) ¿D¬wÃÒ¨é¤Î§ë¸êºÊ¹î©eû·|¡]¿D¬wÃҺʷ|¡^ Australian Stock Exchange (ASX) ¿D¬wÃÒ¨é¥æ©ö©Ò authorised capital ªk©wªÑ¥» authorised clerk ¥X¥«û¡F¥X¥«¥Nªí authorised fund »{¥i°òª÷ authorised representative ±ÂÅv¥Nªí authorised user »{¥i¥Î¤á automatched stock ¦Û°Ê°t¹ïªÑ¥÷ automated screen trading system (AST system) ¦Û°Êº·¹õ¥æ©ö¨t²Î automatic exercise¡ioptions¡j ¦Û°Ê¦æ¨Ï¡i´ÁÅv¡j Automatic Order Matching and Execution System (AMS) ¦Û°Ê¹ï½L¤Î¦¨¥æ¨t²Î¡]¦Û°Ê¹ï½L¨t²Î¡^ Automatic Order Matching and ExecutionSystem / Second Generation¡]AMS/2¡^ ²Ä¤G¥N¦Û°Ê¹ï½L¤Î¦¨¥æ¨t²Î ¡]²Ä¤G¥N¦Û°Ê¹ï½L¨t²Î¡^ Automatic Order Matching and Execution System / Third Generation (AMS/3) ²Ä¤T¥N¦Û°Ê¹ï½L¤Î¦¨¥æ¨t²Î ¡]²Ä¤T¥N¦Û°Ê¹ï½L¨t²Î¡^ average daily turnover ¥§¡¨C¤é¦¨¥æÃB average value order ¥§¡»ù½L
B
B/C date book close date Bear ELI Bear Equity Linked Instrument BESS Brokers' Electronic Support Services BFI Brokers' Fidelity Insurance Scheme BIS Bank for International Settlements BTF Block Trade Facility; Block Trading Facility BSS Broker Supplied System Bull ELI Bull Equity Linked Instrument
¡@ ¡@ back office ¦Z¶Ô¿ì¤½«Ç back-office system ¿ì¤½«Ç¦Z¶Ô¨t²Î¡F¿ì¤½«Ç¦Z¶Ô¹B§@¨t²Î back month; distant month »·´Á¤ë¥÷ backdoor listing ɴߤW¥« backup interactive line ¦Z³ÆÁp½u³q°T½u¸ô bad debt Ãa½ã bait order »ç½L balance µ²§E¡F§EÃB balance of payments °ê»Ú¦¬¤ä¥¿Å¡F°ê»Ú¦¬¤ä®tÃB balance sheet ¸ê²£t¶Åªí balance sheet date ¦~µ²¤é balance sheet equation ¸ê²£t¶Åªí½s¨îµ{¦¡ balancing item ¥¿Å¶µ¥Ø bank confirmation »È¦æ½T»{®Ñ¡F»È¦æÃÒ©ú¤å¥ó Bank for International Settlements (BIS) °ê»Úµ²ºâ»È¦æ Bank of England ^ۻȦæ Bank of Japan ¤é¥»¤¤¥¡»È¦æ bank reconciliation statement »È¦æ¹ï½ãªí banker's acceptance »È¦æ©Ó§I¶×²¼ banking company »È¦æ banking facility »È¦æ¿Ä³qÃB¡F»È¦æ¿Ä¸êÃB Banking Ordinance ¡m»È¦æ·~±ø¨Ò¡n banner barter transaction ¥Hª«©öª«ªºµê®Ì¥æ©ö base day °ò·Ç¤é bare trustee ³Q°Ê¨ü¦«¤H base listing document¡Dnbsp°ò¦¤W¥«¤å¥ó Basel Agreement ¤Ú¶ëº¸¨óij Basel Committee on Banking Supervision (Basel Committee) ¤Ú¶ëº¸»È¦æºÊºÞ©eû·| (¤Ú¶ëº¸©eû·|) Basel Concordat ¤Ú¶ëº¸¨ó©w basis point ÂI¤l¡F°òÂI basket of currencies ¤@Äx¤l³f¹ô basket warrant ¤@Äx¤lÅvÃÒ¡F¤@Äx¤l³Æ§IÃÒ batch settlement run ¦h§å¥æ¦¬³B²zµ{§Ç Bear Equity Linked Instrument (Bear ELI) ¡u¬Ý¶^¡vªÑ²¼±¾¹_²¼¾Ú bear market ºµ¥« bear position ªÅÜ¡FªÅÀY* bear raid ºÆ¨g©ß°â bearer securities ¤£°O¦WÃÒ¨é Bearer Treasury¡iMainland China¡j ¤£°O¦W¦¡°ê®w¨é¡i¤¤°ê¤º¦a¡j below par §C¤_±È below the line ½u¤U¶µ¥Ø benchmark mortgage pool «ö´¦¶U´Ú°ò·Ç²Õ¦X benchmark yield curve °ò·Ç¦¬¯q²v¦±½u beneficial holder ¹ê¯q«ù¦³¤H beneficial interests ¹ê¯qÅv¯q beneficial owner ¹ê¯q¾Ö¦³¤H beneficiary ¨ü¯q¤H benefits-in-kind ¹êª«§Q¯q best execution price ³Ì¨Î¦¨¥æ»ù Best Practice Guide on Financial Disclosure by Authorised Institutions¡iHKMA¡j ¡m»{¥i¾÷ºc©ÜÅS°]°È¼Æ¾Úªº³Ì¨Î°õ¦æ«ü¤Þ¡n ¡iª÷ºÞ§½¡j best price ³Ì¨Î»ù®æ beta coefficient ¡u°à¥´¡v¨t¼Æ beta test mode ¤ÏõX´ú¸Õ¼Ò¦¡ bid price ¶R»ù¡F¶R½L»ù bid-asked spread ¶R½æ®t»ù bidder ¶R®a Big Bang¡iUK¡j ª÷¿Ä¤j§ï²¡i^°ê¡j bilateral netting ÂùÃäÐäÃBµ²ºâ bill of exchange ¶×²¼ binomial option pricing model ¡u¤G¶µ¦¡¡v´ÁÅv©w»ù¼Ò¦¡ Black-Scholes option pricing model ¡u¬f¤O§J¡ÐµÎº¸´µ¡v´ÁÅv©w»ù¼Ò¦¡ "black out" period ¨î¶R½æ´Á blanket waiver ¥þ±ÁŧK¡F¤@¯ëÁŧK block order ¤jÃB¶R½æ½L block trade ¤j¤â¥æ©ö¡F¤j©v¥æ©ö*¡F¤jÃB¥æ©ö Block Trade Facility; Block Trading Facility (BTF) ¤j¤â¥æ©ö¾÷¨î¡F¤j¤â¥æ©ö³]¬I blocking period ¼È°±®É¬q blue chip ÂÅÄwªÑ board lot ¤â¡F¶R½æ³æ¦ì board of directors ¸³¨Æ·| boiler room ÁçÄl«Ç bond ¶Å¨é bonus issue ¬£°eªÑ¥÷¡F¬£°e¬õªÑ¡F¬õªÑµo¦æ bonus share ¬õªÑ book building method ²Öp§ë¼Ð¨î book close date (B/C date) ºI¤î¹L¤á¤é´Á book closure period °±¤î¹L¤á´Á¶¡ book entry ½ã±°O¿ý¡F½ã±¹L½ã book runner °t°â¸g¿ì¤H book value ½ã±È bought deal ¥þ¼Æ¥]¾P branch certificate ¤À¦æÃÒ©ú®Ñ breadth of the market ¥«³õÁï«× breakeven point ·l¯q¥¿ÅÂI¡F¥´©MÂI bridging loan ¹L´ç©Ê¶U´Ú Broker Activities Working Team ¸g¬ö¬¡°Ê¤u§@¤p²Õ Broker Participant¡iCCASS Participants¡j ¸g¬ö°Ñ»PªÌ¡i¤¤¥¡µ²ºâ¨t²Î°Ñ»PªÌ¡j Broker's Representatives Course ¸g¬ö¥Nªí½Òµ{ Broker's Representatives Examination ¸g¬ö¥Nªí¦Ò¸Õ brokerage ¸g¬ö¶Äª÷ brokerage house ¸g¬ö¦æ Broker Supplied System (BSS) ¸g¬ö¦Û³]¨t²Î Brokers' Accounting System ¸g¬ö·|p¨t²Î Brokers' Electronic Support Services (BESS) ¸g¬ö¦Z¶Ô¿ì¤½«Ç¤ä«ùªA°È Brokers' Fidelity Insurance Committee ¸g¬ö©¾¸Û«OÀIp¹º©eû·| Brokers' Fidelity Insurance Scheme (BFI) ¸g¬ö©¾¸Û«OÀIp¹º brought forward¡iaccounting¡j ©Ó«e¡i·|p¡j browse and pick ÂsÄý¤Î¬D¿ï bubble economy ªwªj¸gÀÙ bucketing ¹ïºV bulk registration service ¤j§åµn°OªA°È Bull Equity Linked Instrument (Bull ELI) ¡u¬Ýº¦¡vªÑ²¼±¾¹_²¼¾Ú bull market ¤û¥« bull position ªøÜ¡F¦hÀY* Bulletin Board ¥æ©öij»ùªO business day Àç·~¤é business registration certificate °Ó·~µn°OÃÒ butterfly spread ½º¦¡¶R½æ buy and hold strategy §yܵ¦²¤ buy in ¸ÉÁÊ buy order ¶R½L buy-back¡icf repurchase agreement¡j ¦^ÁÊ buy-out / buyout ¦¬ÁÊ
C
CAPI China Association for the Promotion of Investment CASIF Chinese Association of Securities Investment Funds, The CBO Collateralised Bond Obligation CBOE Chicago Board Options Exchange CBOT Chicago Board of Trade CBRC China Banking Regulatory Commission CCASS Central Clearing and Settlement System CCP Central Counterparty CCSD Conference of Central Securities Depositories CDC China Governmnet Securities Depository Trust & Clearing Co. Ltd. CDR China depository receipt CEDEL Centrale de Livraison de Valeurs Mobilieres¡iEurope¡j CEPA Closer Economic Partnership Arrangement CFA Corporate Finance Association CFTC Commodity Futures Trading Commission¡iUS¡j CGT capital gains tax CHATS Clearing House Automated Transfer System CHESS see Clearing House Electronic Subregister System¡iAustralia¡j CHIS see Computershare Hong Kong Investor Services Limited CICPA see Chinese Institute of Certified Public Accountants CIMA see Chartered Institute of Management Accountants CIRC see China Insurance Regulatory Commission CIS see collective investment schemes CLO see Collateralised Loan Obligation CME see Chicago Mercantile Exchange CMU see Central Moneymarkets Unit¡iHKMA¡j CNS see continuous net settlement COD see cash on delivery COP see Calculated Opening Price CPI see Capital Protected Instrument CPT see Continuous Professional Training CSDCC see China Securities Depository and Clearing Corporation Limited CSRC see China Securities Regulatory Commission
¡@ cabinet bid ·LȤJ»ù¡F·LÈ¥æ©ö cabinet trade ·LÈ¥æ©ö Cadbury Committee¡iUK¡j ³Í§B¨½©eû·|¡i^°ê¡j Cadbury Report¡iUK¡j ³Í§B¨½³ø§i®Ñ¡i^°ê¡j Calculated Opening Price (COP) ÀÀ©w¶}¥«»ù®æ calendar spread¡ioptions¡j ¸ó´Á¶R½æ¡i´ÁÅv¡j call market µu´Á¦P·~©î©ñ¥«³õ call option »{ÁÊ´ÁÅv call premium¡ibonds¡j Å«¦^·¸»ù¡i¶Å¨é¡j call spread derivative warrant ¸ó»ùl¥ÍÅvÃÒ call warrant »{ÁÊÅvÃÒ¡F¦^ÁÊÅvÃÒ call writer »{ÁÊ´ÁÅvªf¥XªÌ call-over ¤½¶}§@»ù cancelled share ª`¾PªÑ¥÷ candlestick chart ³±¶§Àë¹Ï¡FÀë¬W¹Ï capital account ¸ê¥»½ã¡F¸ê¥»¶µ¥Ø* capital adequacy ¸ê¥»¥R¸Îµ{«× capital adequacy ratio ¸ê¥»¥R¸Î/¥R¨¬¤ñ²v capital adjustment ¸ê¥»½Õ¾ã capital appreciation ¸ê¥»¼WÈ capital expenditure ¸ê¥»¤ä¥X capital formation ¸ê¥»Äw¶°¡F¶°¸ê capital gain ¸ê¥»¼WÈ¡F¸ê¥»¼W¯q capital gains tax (CGT) ¸ê¥»¼Wȵ|¡F¸ê¥»¼W¯qµ| capital loss ¸ê¥»Á«·l capital market ¸ê¥»¥«³õ capital plus warrant ¸ê¥»¼WÈÅvÃÒ capital preservation product «O¥»²£«~ Capital Protected Instrument (CPI) «O¥»ÃÒ capital reserve ¸ê¥»Àx³Æ capital value ¸ê¥»È capitalisation ¸ê¥»¤Æ¡F¥«È capitalisation issue ¸ê¥»¤Æµo¦æ¡F¸êª÷ªÑ¥»¤Æ capitalisation of interest §Q®§¸ê¥»¤Æ carried forward¡iaccounting¡j µ²Âà¡i·|p¡j cash alternative ²{ª÷¿ï¾Ü cash client ²{ª÷«È¤á cash commission rebate; cash rebate ²{ª÷¦^¶Ä cash company ²{ª÷¸ê²£¤½¥q cash flow ²{ª÷¬y¦V¡F²{ª÷©PÂà cash flow statement ²{ª÷¬y°Êªí cash market ²{³f¥«³õ Cash Market Consultative Panel ²{³f¥«³õ«t¸ß¤p²Õ cash marks ²{ª÷®tÃBú´Ú cash on delivery (COD) ³f»È¹ï¥I¡F²{ª÷¥æ¦¬ cash prepayment service ´Ú¶µ¹wúªA°È cash price ²{³f»ù cash settled ELI ¥H²{ª÷§éºâªº®§ªÑÃÒ cash settlement ²{ª÷¥æ¦¬ "Caveat Emptor" (let the buyer beware) ¡u¶RªÌ¦Ût¡vì«h CCASS/3 ·s¤@¥N¤¤¥¡µ²ºâ¨t²Î CCASS Depository ¤¤¥¡µ²ºâ¨t²ÎÃÒ¨é¦sºÞ³B CCASS Guarantee Fund ¤¤¥¡µ²ºâ¨t²Î«OÃÒ°òª÷ CCASS Internet System ¤¤¥¡µ²ºâ¨t²Î¤¬Ápºô¨t²Î CCASS Operational Procedures ¡m¤¤¥¡µ²ºâ¨t²Î¹B§@µ{§Ç³W«h¡n CCASS Participant & Designated Bank List ¡m¤¤¥¡µ²ºâ¨t²Î°Ñ»PªÌ¤Î«ü©w»È¦æ¦W¿ý¡n CCASS Phone System ¡uµ²ºâ³q¡v¹q¸Ü¨t²Î "cease and desist" order ¡u²×¤î¤Î°±¤î¡v¥O ceiling-floor agreement ¤W¤U¨óij censure Äþ³d¡F«ü³d Central Clearing and Settlement System (CCASS) ¤¤¥¡µ²ºâ¤Î¥æ¦¬¨t²Î¡]¤¤¥¡µ²ºâ¨t²Î¡^ central counterparty (CCP) ¤¤¥¡µ²ºâ¹ï¤â central depository ¤¤¥¡¦sºÞ³B Central Moneymarkets Unit (CMU)¡iHKMA¡j ¶Å°È¤u¨ã¤¤¥¡µ²ºâ¨t²Î¡iª÷ºÞ§½¡j central nominee ¤¤¥¡¥N²z¤H central order book ¤¤¥¡¶R½æ½L¬ö¿ý central transaction log ¤¤¥¡¥æ©ö¬ö¿ý Centrale de Livraison de Valeurs Mobilieres (CEDEL)¡iEurope¡j ¤¤¥¡ÃÒ¨é¥æ¦¬¨t²Î¡i¼Ú¬w¡j centralised borrowing and lending system ¤¤¥¡ªÑ¥÷ɶU¨t²Î certificate of incorporation ¤½¥qª`¥UÃÒ®Ñ certificate replacement service ¸ÉµoÃҮѪA°È Certificate Treasury¡iMainland China¡j ¾ÌÃÒ¦¡°ê®w¨é¡i¤¤°ê¤º¦a¡j chain principle ³sÂêÃö¨tì«h Chamber of Hong Kong Listed Companies »´ä¤W¥«¤½¥q°Ó·| change of domicile ¾E¥U change of year end §ó§ï°]¬F¦~«×µ²ºâ¤é´Á charge ©è©ã¡F©ã°O¡F¦¬¶O charging structure ¦¬¶Oµ²ºc chartered financial analyst ¯S³\°]°È¤ÀªRû Chartered Institute of Management Accountants (CIMA) ¯S³\ºÞ²z·|p®v¤½·| CHATS Payment Instruction ²¼¾Ú¥æ´«©Ò¦Û°ÊÂà½ã¨t²Î¥I´Ú«ü¥Ü Chicago Board of Trade (CBOT) ªÛ¥[ô´Á³f¥æ©ö©Ò Chicago Board Options Exchange (CBOE) ªÛ¥[ô´ÁÅv¥æ©ö©Ò Chicago Mercantile Exchange (CME) ªÛ¥[ô°Ó«~¥æ©ö©Ò chief dealer º®u¥æ©öû China Association for the Promotion of Investment (CAPI) ¤¤°ê§ë¸êµo®i«P¶i·| China Banking Regulatory Commission (CBRC) ¤¤°ê»È¦æ·~ºÊ·þºÞ²z©eû·|¡]¤¤°ê»ÈºÊ·|¡^ China depository receipt (CDR) ¤¤°ê¹w¦«ÃÒ¨é¡F¤¤°ê¦s¦«¾ÌÃÒ* China Government Securities Depository Trust & Clearing Co. 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(CDC) ¤¤¥¡°ê¶Åµn°Oµ²ºâ¦³³d¥ô¤½¥q(¤¤¥¡°ê¶Åµn°Oµ²ºâ¤½¥q) China Insurance Regulatory Commission (CIRC) ¡@ ¤¤°ê«OÀIºÊ·þºÞ²z©eû·|¡]¤¤°ê«OºÊ·|¡^ China International Economic and Trade Arbitration Commission ¤¤°ê°ê»Ú¸gÀÙ¶T©ö¥òµô©eû·| China Securities Depository and Clearing Company Limited (CSDCC) ¤¤°êÃÒ¨éµn°Oµ²ºâ¦³³d¥ô¤½¥q China Securities Regulatory Commission (CSRC) ¤¤°êÃÒ¨éºÊ·þºÞ²z©eû·|¡]¤¤°êÃҺʷ|¡^ China Securities Regulatory Commission Official Bulletin ¡ipublication¡j ¡m¤¤°êÃÒ¨éºÊ·þºÞ²z©eû·|¤½§i¡n¡i¥Zª«¡j China Stock Markets Web ¤¤°êÃҨ饫³õºô¶ Chinese Association of Securities Investment Funds, The (CASIF) ¤¤°êÃÒ¨é·~¨ó·|°òª÷¤½·| Chinese Gold and Silver Exchange Society, The ª÷»È·~¶T©ö³õ Chinese Institute of Certified Public Accountants (CICPA) ¤¤°êª`¥U·|p®v¨ó·| Chinese News System ¤¤¤å«H®§¨t²Î Chinese Wall ¾¯à¹º¤À¨î«×¡F¾¯à¤ÀºÞ¨î«× churning ÀW±K¥æ©ö circuit breaker ¶^°±ªO±¹¬I¡F¦Û°Ê¼È½w¥æ©ö¾÷¨î circuit fee ½u¸ô¶O Circular on Provision of Financial Information on the Internet - Licensing Requirements¡iSFC¡j ¦³Ãö¦b¤¬Ápºô¤W´£¨Ñ°]¸g«H®§ªº³q§i - µoµP³W©w¡iÃҺʷ|¡j claim notice ¯ÁÀv³qª¾ class action shareholder lawsuit ªÑªF¶°Åé¶D³^ claw back mechanism ¦^¸É¾÷¨î Clear Talk¡ipublication¡j ¡mµ²ºâÁa¾î¡n¡i¥Zª«¡j clearing µ²ºâ¡F²Mºâ* Clearing Agency Participant¡iCCASS Participants¡j µ²ºâ¾÷ºc°Ñ»PªÌ¡i¤¤¥¡µ²ºâ¨t²Î°Ñ»PªÌ¡j clearing agreement µ²ºâ¨óij®Ñ Clearing Consultative Panel µ²ºâ«t¸ß¤p²Õ clearing house µ²ºâ©Ò Clearing House Automated Transfer System (CHATS) ²¼¾Ú¥æ´«©Ò¦Û°ÊÂà½ã¨t²Î Clearing House Electronic Subregister System (CHESS)¡iAustralia¡j µ²ºâ©Ò¹q¤lªþÄݵn°O¨t²Î¡i¿D¬w¡j Clearing Participant¡ioptions trading¡j µ²ºâ°Ñ»PªÌ¡i´ÁÅv¶R½æ¡j clearing price µ²ºâ»ù¡F²Mºâ»ù* client account «È¤á¤á¤f Client Identity Rule¡iSFC¡j «È¤á¨¤À³W«h¡iÃҺʷ|¡j client margin «È¤á«öª÷ client server architecture «È¤áªA°È¾¹µ²ºc client's agreement «È¤á¨óij®Ñ¡F«È¤á¦X¬ù close out ¥Ü¡Fµ²²M closed-end fund ³¬ºÝ¦¡°òª÷ Closer Economic Partnership Arrangement (CEPA) ¡@ §óºò±K¸g¶TÃö¨t¦w±Æ closing buy¡ioptions¡j ¥¶R¤JÜ¡i´ÁÅv¡j closing contract ¥Ü¦X¬ù closing price ¦¬¥«»ù¡F¦¬½L»ù closing sale¡ioptions¡j ¥½æ¥XÜ¡i´ÁÅv¡j closing stock ´Á¥½¦s³f closing transaction ¥Ü¥æ©ö closure of books; closure of register ¼È°±¿ì²z¹L¤áµn°O¤âÄò cluster server ¸s¶°¦¡ªA°È¾¹ Coalition on Service Industry¡iHong Kong General Chamber of Commerce¡j ªA°È·~Áp·|¡i»´äÁ`°Ó·|¡j Code of Banking Practice¡iHKMA¡j ¡m»È¦æÀç¹B¦u«h¡n¡iª÷ºÞ§½¡j Code of Best Practice ¡m³Ì¨ÎÀ³¥Î¦u«h¡n Code of Conduct ¡m¾Þ¦u·Ç«h¡n Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission ¡mÃÒ¨é¤Î´Á³f¨Æ°ÈºÊ¹î©eû·|«ùµP¤H©Îª`¥U¤H¾Þ¦u·Ç«h¡n Code of Conduct for Share Registrars ¡iSFC¡j ¡@ ¡mªÑ¥÷µn°O¾÷ºc¾Þ¦u·Ç«h¡n¡iÃҺʷ|¡j Code of Conduct for Sponsors and Independent Financial Advisers ¡@ ¡m«OÂˤH¤Î¿W¥ß°]°ÈÅU°Ýªº¾Þ¦u·Ç«h¡n Code of Conduct Regulations ¡m±M·~¾Þ¦u³W¨Ò¡n Code on Investment-linked Assurance Schemes ¡m»P§ë¸ê¦³Ãöªº¤H¹Ø«OÀIp¹º¦u«h¡n Code on Pooled Retirement Funds ¡m¶°¸ê°h¥ð°òª÷¦u«h¡n Code on Real Estate Investment Trusts ¡m©Ð¦a²£§ë¸ê«H¦«°òª÷¦u«h¡n Code on Share Repurchases ¡m¤½¥qÁʦ^¥»¨ªÑ¥÷¦u«h¡n ¡]¡mªÑ¥÷Áʦ^¦u«h¡n¡^ Code on Takeovers and Mergers ¡m¤½¥q¦¬ÁʤΦX¦}¦u«h¡n Code on Unit Trusts and Mutual Funds ¡m³æ¦ì«H¦«¤Î¤¬´f°òª÷¦u«h¡n cold shoulder order §N²H¹ï«Ý¥O collateral ©è©ã«~¡F¾á«Oª«* collateral eligibility ©è©ã«~¸ê®æ Collateralised Bond Obligation (CBO) ¶Å¨é©è©ãÃÒ¨é Collateralised Loan Obligation (CLO) ¶U´Ú©è©ãÃÒ¨é collateralised warrant ¦³©è©ãÅvÃÒ collective investment fund ¶°Åé§ë¸ê°òª÷ collective investment scheme (CIS) ¶°Åé§ë¸êp¹º Collector of Stamp Revenue ¦Lªáµ|¸p¸pªø co-manager Áp®u¸g¿ì¤H combination order ºî¦X½L¡F²Õ¦X½L combined net tangible assets ¦X¦}¦³§Î¸ê²£ÐäÈ combo order ºî¦X½L¡F²Õ¦X½L comfort letter Áp¨tÃÒ©ú®Ñ¡F«H¤ß«OÃÒ®Ñ commercial paper °Ó·~²¼¾Ú commission rebate ¶Äª÷¦^¦©¡F¦^¶Ä Commissioner of Insurance «OÀI·~ºÊ²z±Mû Committee of Payment System¡iHKMA¡j ¤ä¥I¨t²Î¤p²Õ©eû·|¡iª÷ºÞ§½¡j Committee on Unit Trusts¡iSFC¡j ³æ¦ì«H¦«©eû·|¡iÃҺʷ|¡j commodities dealer °Ó«~¥æ©ö°Ó Commodities Trading Ordinance ¡m°Ó«~¥æ©ö±ø¨Ò¡n Commodity Exchanges (Prohibition) Ordinance ¡m°Ó«~¥æ©ö©Ò¡]¸T¤î¸gÀç¡^±ø¨Ò¡n Commodity Futures Trading Commission (CFTC)¡iUS¡j °Ó«~´Á³f¥æ©ö©eû·|¡i¬ü°ê¡j Common Collateral Management System ¦@¦P©è©ã«~ºÞ²z¨t²Î common nominee ¦@¨É¥N²z¤H "common nominee" share certificate ¡u¦@¨É¥N²z¤H¡vªÑ²¼ Common Risk Management System ¦@¦P·ÀIºÞ²z¨t²Î communication status message line ³q°T½u¸ô²{ªpÅã¥Ü¦æ Companies (Amendment) Bill 2003 ¡m2003¦~¤½¥q(×q)±ø¨Ò¯ó®×¡n Companies (Summary Financial Reports of Listed Companies) Regulation ¡m¤½¥q(¤W¥«¤½¥qªº°]°ÈºKn³ø§i)³W¨Ò¡n Companies Registry ¤½¥qª`¥U³B Company Bulletin Board¡iUK¡j ¤½¥q¥æ©öªO¡i^°ê¡j Compensation Committee ½ßÀv©eû·| Compensation Fund Reserve Account ½ßÀv°òª÷Àx³Æ½ã compliance officer¡iGEM¡j ªk³W¥D¥ô¡i³Ð·~ªO¡j composite order ºî¦X½L¡F²Õ¦X½L composite risk ºî¦X·ÀI composite table ºî¦Xªí composite trades ºî¦X¶R½æ Comptroller of the Currency¡iUS¡j ¬ü¤¸Á`·|pªø¡i¬ü°ê¡j compulsory buy-in ±j¨î¸ÉÁÊ Compulsory Stock Borrowing and Lending Service in CCASS ¤¤¥¡µ²ºâ¨t²Î±j¨îÃÒ¨éɶUªA°È Computershare Hong Kong Investor Services Limited (CHIS) »´ä¤¤¥¡ÃÒ¨éµn°O¦³¤½¥q concentrated position ¶°¤¤«ùܶq concentration risk ¶°¤¤·ÀI concentration risk adjustment ¶°¤¤·ÀI½Õ¾ã concept stock ·§©ÀªÑ conditional agreement ¦³±ø¥ó¨óij conditional cash offer ¦³±ø¥ó²{ª÷¦¬ÁÊ¡F¦³±ø¥ó²{ª÷n¬ù Conference of Central Securities Depositories (CCSD) ¤¤¥¡ÃÒ¨é¦sºÞ³B°ê»Ú·|ij Conflict Committee §Q¯q¨R¬ð¨Æ©y©eû·| connected person Ãö³s¤H¤h connected transaction Ãö³s¥æ©ö consideration ¥N»ù¡F¬ù»ù* consideration issue ¥N»ùµo¦æ consideration share ¥N»ùªÑ¥÷ consolidated financial statement ºî¦X°]°È³øªí consolidation ¦X¦}¡F¾ã¦X constitution ²Õ´³¹µ{ construction-in-progress ¦b«Ø¤uµ{ Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules ¡@ ¡m«Øij´N»{¥i®ü¥~³W«h×q¡qÃÒ¨é¤Î´Á³f(éw»ù®æ)³W«h¡r«t¸ßÁ`µ²¡n Consultation Conclusions on Proposals to Enhance the Regulation of Listing ¡m¦³Ãö§ïµ½³WºÞ¤W¥«¨Æ©yªº«Øij«t¸ßÁ`µ²¡n Consultation Paper on a Proposed Operational Model for a Scripless Securities Market ¡@ ¡m¦³ÃöµL¯È¤ÆÃҨ饫³õªº«Øij¹B§@¼Ò¦¡ªº«t¸ß¤å¥ó¡n
Consultation Paper on Proposals for a Scripless Securities Market ¡@ ¡mÃö¤_«Ø¥ßµL¯È¤ÆÃҨ饫³õªº«Øijªº«t¸ß¤å¥ó¡n Consultation Paper on Proposals to Enhance the Regulation of Listing ¡@ ¡m¦³Ãö§ïµ½³WºÞ¤W¥«¨Æ©yªº«Øij«t¸ß¤å¥ó¡n Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures ¡m¬°«K§QªÑ¥÷©Î¶ÅÅvÃÒn¬ù¦Ó´N¡m¤½¥q±ø¨Ò¡n´£¥Xªº×q«Øij«t¸ß¤å¥ó¡n Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges ¡@ ¡m»PÃÒ¨éªA°È¦³Ãöªº¦¬¶O¤Î¶O¥Îªº¨}¦n©ÜÅS«ü¤Þ¯óÀÀ¥»«t¸ß¤å¥ó¡n Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company ¡@ ¡m¦³Ãö½áÅvÃÒ¨é¤Î´Á³f¨Æ°ÈºÊ¹î©eû·|¥Nªí¤½¥q´£¥Xl¥Í¶D³^ªº«Øij«t¸ß¤å¥ó¡n Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel ¡@ ¡m¦³Ãö«Øij¥[±jºÊ·þ®Ö¼Æ®vªº¤½²³§Q¯q¬¡°Ê¤Î¦¨¥ß°]°È¶×³øÀË°Q©eû·|ªº«t¸ß¤å¥ó¡n Consultation Paper on the Regulation of On-Line Trading of Securities and Futures ¡m¦³ÃöºÊºÞÃÒ¨é¤Î´Á³fªººô¤W¥æ©ö«t¸ß¤å¥ó¡n Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers ¡@ ¡m¦³Ãö¹ï«OÂˤH¤Î¿W¥ß°]°ÈÅU°ÝºÊºÞªº«t¸ß¤å¥ó¡n Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest ¡mÃö¤_³B²z¤ÀªRû§Q¯q¨R¬ðªººÊºÞ¬[ºcªº«t¸ß¤å¥ó¡n contested takeover ª§¹Ü¦¡¦¬ÁÊ contingent liabilities ©ÎµMt¶Å contingent order¡iLSE¡j ªþ±a°õ¦æ¶R½æ½L¡iÛ´°¥æ©ö©Ò¡j contingent premium ©Î¦³«O¶O continuing connected transaction «ùÄòÃö³s¥æ©ö continuing obligation «ùÄò³d¥ô continuing operation «ùÄò¸gÀ礧·~°È continuous auction ³sÄòÄv»ù continuous net settlement (CNS) «ùÄòÐäÃB¥æ¦¬ Continuous Professional Training (CPT) «ùÄò±M·~°ö°V½Òµ{ contra broker ¹ï¤â¸g¬ö contract multiplier ¦X¬ù¼¼Æ contract note ¦¨¥æ³æ¡F¦¨¥æ³æ¾Ú¡F¶R½æ³æ¾Ú contract size ¦X¬ùªÑ¼Æ contract specifications ¦X¬ù³W®æ contract unit ¦X¬ù³æ¦ì contracted price ¥ß¬ù¦¨»ù contractual mutual fund ¦X¬ù¤¬´f°òª÷ contrarian °f¦V§ë¸êªÌ contribution ¨Ñ´Ú control account ²Î¨î½ã¤á controller workstation ¤¤¥¡±±¨î¤u§@¯¸ controlling interest ±±ªÑÅv¯q controlling shareholder ±±ªÑªÑªF¡F±±ÅvªÑªF conversion¡ioptions¡j ÅÜ´«¥æ©ö¡i´ÁÅv¡j conversion ratio ´«ªÑ¤ñ²v convertible bond ¥iÂà´«¶Å¨é¡F¥i´«ªÑ¶Å¨é convertible note ¥iÂà´«²¼¾Ú¡F¥i´«ªÑ²¼¾Ú convertible redeemable note ¥iÂà´«¥iÅ«¦^²¼¾Ú¡F¥i´«ªÑ¥iÅ«¦^²¼¾Ú convertible securities ¥iÂà´«ÃÒ¨é¡F¥i´«ªÑÃÒ¨é Co-ordinating Committee on Market Structure Reform ¥«³õ¬[ºc§ï²²ÎÄw©eû·| core earnings ®Ö¤ß¬Õ§Q cornering ®µÜ corporate accounting ¶°¹Î·|p corporate actions service fee ¥N¼i¦æÅv³dªA°È¶O corporate communication ¤½¥q³q°T Corporate Exchange Participant ¤½¥q¥æ©ö©Ò°Ñ»PªÌ Corporate Finance Adviser Code of Conduct ¡iSFC¡j ¡@ ¡m¥ø·~¿Ä¸êÅU°Ý¾Þ¦u·Ç«h¡n¡iÃҺʷ|¡j Corporate Finance Association, The (CFA) ¥ø·~¿Ä¸ê¨ó·| corporate governance ¥ø·~ºÞªv¡F¤½¥qªv²z* Corporate Governance Action Plan for 2003 ¡@ 2003¦~¥øºÞ¦æ°Êºõ»â Corporate Investor Account ¤½¥q§ë¸êªÌ¤á¤f Corporate Plan¡iSFC¡j ¾÷ºcp¹º®Ñ¡iÃҺʷ|¡j corporate raider ¥ø·~ª®À»¤â Corporate Substantial Shareholders Notification ªk¹Î¤jªÑªF¨ã³ø®Ñ co-sponsor °Æ«OÂˤH¡i³Ð·~ªO¡j¡FÁp®u«OÂˤH cost effectiveness ¦¨¥»®Ä¯q cost of carry «ùÅv¦¨¥»¡i´ÁÅv¡j¡F«ù¦³¦¨¥» co-trustee Áp¦X¨ü¦«¤H counter order ÁÙ½L counterparty ¥æ©ö¹ï¤â¡F¹ï¤â¤è counterparty risk ¹ï¤â·ÀI coupon; coupon rate ²¼±®§²v¡F²¼±§Q²v¡F¨é±§Q²v coupon-reset date ½Õ®§¤é cover¡iie close out a short position = buy in¡j ¥Ü covered call¡ioptions¡j ³Æ§I»{ÁÊ´ÁÅv covered option ³Æ§I´ÁÅv covered short selling ¦³¾á«Oªº½æªÅ¥æ©ö covered warrant ³Æ§IÅvÃÒ covered writing ªf¥X³Æ§I´ÁÅv credit «H¶U credit control «H¶UºÞ¨î credit limit «H¶UÃB«×* credit rating «H¶Uµû¯Å¡F«H¥Îµû¯Å credit risk «H¶U·ÀI credit squeeze «H¶UºòÁY¡F¦¬ºò«H¶U creditor ¶ÅÅv¤H creeper ¦Û¥Ñ¼WÁʲv cross collateral ¸ó¥«³õ©è©ã«~ cross currency trade ³f¹ô¥æ¤e½L¶R½æ cross listing ¬Û¤¬¤W¥« cross margining ¸ó¥«³õ«öª÷¨î«× cross-border listing ¸ó¹Ò¤W¥« crossed market ¹ïºV crossed trade; cross trade; crossing ¥æ¤e¶R½æ¡F¥æ¤e½L¶R½æ crossing system ¥æ¤e½L¨t²Î crude oil futures ìªo´Á³f cumulative advance ²Öp¹Ô´Ú¡F²Ö¿n¹Ô´Ú currency basket ¤@Äx¤l³f¹ô currency board system ³f¹ôµo¦æ§½¨î«×¡Fµo¶r§½¨î«× currency forward »·´Á³f¹ô¦X¬ù currency futures ³f¹ô´Á³f currency translation exposure ¥~¹ô§éºâ·ÀI currency warrant ³f¹ôÅvÃÒ current account ¸g±`½ã¡F©¹¨Ó½ã custodian ¦«ºÞ¤H¡F«OºÞ¤H Custodian Participant¡iCCASS Participants¡j ¦«ºÞ°Ó°Ñ»PªÌ¡i¤¤¥¡µ²ºâ¨t²Î°Ñ»PªÌ¡j D
DvP see delivery vs payment DCASS see Derivatives Clearing and Settlement System DCI see Direct Credit Instruction DCP see Direct Clearing Participant DDF see Digital Data Feed DDI see Direct Debit Instruction DMT see dual mode terminal DNS see Depository and Common Nominee System DTB see Deutsche Terminborse DTC see deposit-taking company DTC¡iUS¡j see Depository Trust Company¡iUS¡j
¡@ daily average funds netting efficiency ´Ú¶µÐäÃBµ²ºâ¨C¤é¥§¡®Ä²v daily average settlement efficiency ¨C¤é¥§¡¥æ¦¬®Ä²v daily margin ¨C¤é«öª÷ daily margin call ¨C¤é«öª÷n¨D Daily Movement Statement¡iclearing¡j ªÑ¥÷Âಾ¤éµ²³æ¡iµ²ºâ¡j Daily Trading Activity and Open Positions Summary Report¡ifutures¡j ¨C¤é¥æ©ö¬¡°Ê¤Î«ùܳø§i¡i´Á³f¡j daily trading limit ¨C¤é»ù®æ¤W dark fibre ª½»é¥úÅÖ data feed ¼Æ¾Ú¶Ç°e±M½u day order §Y¤é¶R½æ½L¡F§Y¤é½L day trade §Y¤é¶R½æ¡F¡u§Y¤éÂA¡v¡F§Y¤é¥Ü¥æ©ö day-end marks ¦¬¥«®tÃBú´Ú de minimus (waiver) provision ³Ì§CÁŧK³W©w deal ticket ¶R½æ½L¯È dealer ÃÒ¨é°Ó¡F¥æ©ö°Ó dealer's representative ÃÒ¨é°Ó¥Nªí dealing director ÃÒ¨é°Ó¸³¨Æ dealing partnership ÃÒ¨é¦X¥ë°Ó¸¹ dealing practice ¶R½æºD¨Ò dealing room ½L©Ð debenture ¶Å¨é¡F¶ÅÅvÃÒ debit ÉÃB debit balance ɤ赲§E debt chain ¶Å°ÈÃì debt-for-equity swap ¶ÅÂàªÑ debt market ¶Å°È¥«³õ debt repayment ¶Å°ÈÀvÁÙ debt securities ¶Å°ÈÃÒ¨é¡F¶Å¨é debt-to-equity ratio t¶Å¤ñ²v debtor ¶Å°È¤H Declaration and Undertaking with regard to Directors ¡m¸³¨ÆªºÁn©ú¤Î©Ó¿Õ¡n dedicated line ±M¥Î½u¸ô deemed VAT ³]©w¼Wȵ| deep-in-the-money option ·¥»ù¤º´ÁÅv deep-out-of-the-money option ·¥»ù¥~´ÁÅv default ¥¢³d¡F¥¼¯à¼i¦æ³d¥ô default recovery contribution ¥¢³d°l¦¬¨Ñ´Ú defaulter ¥¢³d¤H¤h defective securities °ÝÃDÃÒ¨é defence document¡Dnbsp ¤Ï¦¬Áʤå¥ó deferred share »¼©µªÑ deferred tax »¼©µµ|¶µ deflation ³q³fºòÁY¡F³qÁY delayed data ©µ®É«H®§¡F«D¹ê®É¼Æ¾Ú delineation of activities ·~°È¹º¤À delisting °£µP¡F°h¥«¡FºKµP* delivery ¥æ¥I delivery vs payment (DvP) ³f»È¨â°W¡F³f»È¦P¨B¥æ¦¬¡F ³f»È¹ï¥I¤è¦¡¥æ¦¬ delta¡ioptions¡j ¹ï¨RÈ¡i´ÁÅv¡j delta hedge delta ¦¡¹ï¨R¡FµL·ÀI¹ï¨R delta neutral delta ¹sÈ dematerialisation of share certificate «D¹êª«¤Æ demutualisation ªÑ¥÷¤Æ¡FªÑ¥÷¨î¡F±N·|û¨îÂରªÑ¥÷¨î denominated in (DM) ¥H¡]°¨§J¡^pÈ¡F¥H¡]°¨§J¡^¬°p»ù³f¹ô¡F¥H¡]°¨§J¡^¬°³æ¦ì Deposit-Taking Companies Association, The ¦s´Ú¤½¥q¤½·| deposit-taking company (DTC) ±µ¨ü¦s´Ú¤½¥q Depository and Common Nominee System (DNS) ¦sºÞ³B¤Î¦@¨É¥N²z¤H¨t²Î depository nominee ¦sºÞ¥N²z¤H depository receipt ¹w¦«ÃÒ¨é Depository Trust Company (DTC)¡iUS¡j ¬ü°ê¦sºÞ«H¦«¤½¥q depreciation §é¡F¶SÈ deregulation ©ñ¼eºÞ¨î deregulation of interest rates ©ñ¼e§Q²vºÞ¨î derivative action l¥Í¶D³^ derivative warrant l¥ÍÅvÃÒ derivatives l¥Í²£«~¡Fl¥Í¤u¨ã Derivatives Clearing and Settlement System(DCASS) l¥Í²£«~µ²ºâ¤Î¥æ¦¬¨t²Î derivatives market l¥Í²£«~¥«³õ¡Fl¥Í¤u¨ã¥«³õ Derivatives Market Consultative Panel l¥Í²£«~¥«³õ«t¸ß¤p²Õ designated bank «ü©w»È¦æ Designated Compliance Officer ±M³dºÊ¹î¥D¥ô designated deposit ©e¦«¦s´Ú* designated securities «ü©wÃÒ¨é Deutsche Bundesbank ¼w·N§ÓÁp¨¹»È¦æ Deutsche Terminborse (DTB) ¼w°ê´Á³f¤Î´ÁÅv¥æ©ö©Ò diagonal spread ¹ï¨¤¶R½æ differential reporting Åv¿Å³ø§i¨î«× Digital Data Feed (DDF) ¼Æ½X¼Æ¾Ú¶Ç°e±M½u digital information service ¼Æ½X«H®§ªA°È dilution ÅuÁ¡¡Fµ}ÄÀ* Diploma Course in Advanced Securities Market Analysis ÃҨ饫³õ¤ÀªR¤å¾Ì²`³y½Òµ{ Diploma Course in Derivatives and Risk Management l¥Í²£«~¤Î·ÀIºÞ²z¤å¾Ì½Òµ{ direct business; direct business transaction ¨âÃä«È¥æ©ö¡Fª½±µ¦¨¥æ direct clearing ª½±µµ²ºâ Direct Clearing Participant (DCP) ª½±µµ²ºâ°Ñ»PªÌ Direct Credit Instruction (DCI) ª½±µ¦s´Ú/¦s½ã«ü¥Ü Direct Debit Instruction (DDI) ª½±µ¦©´Ú/¦©½ã«ü¥Ü direct stock admission¡iCCASS¡j ª½±µ¯Ç¤J¤¤¥¡µ²ºâ¨t²Îªº·sªÑ Director's / Chief Executive's Notifications ¸³¨Æ/¦æ¬FÁ`µô¨ã³ø®Ñ directors' fee ¸³¨Æ³Tª÷ directors' remuneration ¸³¨Æ¹Sª÷ directors' report ¸³¨Æ·|³ø§i Disciplinary Appeals Committee ¬ö«ß¤W¶D©eû·| Disciplinary Casebook ¡m¬ö«ß®×¨Ò¡n Disciplinary Committee ¬ö«ß©eû·| disciplinary power ¬ö«ß³B¤ÀÅv¤O disciplinary procedures ¬ö«ßµ{§Ç disclaimer §K³dÁn©ú¡F§_©wÁn©ú¡FµL³d¥ôÁn©ú discloseable transaction ¶·¤©©ÜÅSªº¥æ©ö disclosure ©ÜÅS¡F¤½¶}¡F©ÜÅS¨Æ¶µ¡F¸ê®Æ©ÜÅS disclosure-based ¥H©ÜÅS¬°¥»¡F¥H«H®§©ÜÅS¬°« disclosure of interests ©ÜÅSÅv¯q¡F¤½¶}Åv¯q discontinued operations ¤w²×¤î¸gÀ礧·~°È discount §C¤ô¡i´Á³f¡j¡F§éÅý¡F¶K²{ discount broker §éÅý¸g¬ö¡F§é¦©¸g¬ö¡F´î¶Ä¸g¬ö¡F§C¦¬¶O¸g¬ö discount rate ¶K²{²v¡F¦©´î²v discount window ¶K²{µ¡ discounted cash flow ²{ª÷¬y¶q§é²{ / ¶K²{ªk discretionary account ¥þÅv¥N«È¶R½æ½ã¤á¡F¥þÅv©e¦«¤á¤f discretionary bonus payment °u±¡¤ä¥Iªºªá¬õ discretionary manager ¥þÅvºÞ²z¤H discretionary order ¥þÅv©e¦«½L discretionary power °u±¡Åv discretionary trust ¥þÅv«H¦« disinflation º¢µÈ¡F¤Ï³q³f¿±µÈ disinterested shareholder ¨S¦³§Q¯qÃö¨tªºªÑªF disintermediation «D¤¤¤¶¤Æ¡F±Æ´C²{¶H dispersion¡istatistics¡j Â÷®t¡i²Îp¡j disqualification order ¦Q¾P¸ê®æ¥O distant month; back month »·´Á¤ë¥÷ distributable profit ¥i¤À¬£·¸§Q distribution ¤À¾P¡F¤À¬£ distribution in specie ¹êª«¤À¬£ dividend and debt securities interest collection service fee ¥N¦¬ªÑ®§/¶Å¨é§Q®§ªA°È¶O dividend in specie ¥HªÑ¥N®§ dividend warrant ªÑ®§³æ dividend yield ªÑ®§²v document¡Dtion risk ¤å¥ó·ÀI domestic share¡iMainland China¡j ¤º¸êªÑ¡i¤¤°ê¤º¦a¡j dormant company ¤w°±·~¤½¥q¡F¤£¬¡ÅD¤½¥q Dow Jones Industrial Average ¹Dã´µ¤u·~¥§¡«ü¼Æ Dow Jones Industrial Average Futures and Options ¹Dã´µ¤u·~¥§¡«ü¼Æ´Á³f¤Î´ÁÅv download ¤U¸ü¡F¦¬¿ý downtick §C¤_³Ì¨Î½æ½L»ù¡F§C¤_³Ì¦nªf½L»ù dragon bond Às¶Å¨é dual filing ¡@ Âù«¦sÀɨî«×¡FÂù«§e³ø³W©w dual listing Âù«¤W¥«¡FÂùÃä¤W¥«¡F¬Û¤¬¤W¥« dual mode terminal (DMT) ¨â¥Îµe±²×ºÝ¾÷ due diligence ºÉ¾¼f¬d¡F¥J²Ó¼f¬d¡F¥J²Ó¼f®Ö dynamic hedging °ÊºA¹ï¨R
E
E day see exercise day EAOSEF see East Asian and Oceanian Stock Exchanges Federation EAS price see estimated average settlement price EASDAQ see European Association of Securities Dealers Automated Quotations EBRD see European Bank of Reconstruction and Development ECN see electronic communications network EDGAR see Electronic Data Gathering, Analysis and Retrieval¡iUS¡j EERI see Effective Exchange Rate Index for the Hong Kong Dollar EFIL see Exchange Fund Investment Limited EFN see Exchange Fund Note EGM see extraordinary general meeting EIPO see Electronic Initial Public Offering service eIRC see Electronic Investor Resources Centre¡iSFC¡j ELI see Equity Linked Instrument ELN see equity linked note EMSIS see Electronic Mailing Stock Information Service EMU see European Economic and Monetary Union EPI see Electronic Payment Instruction EPS see earnings per share
¡@ early buy-in ´£¦¸ÉÁÊ early warning system ¹wĵ¨t²Î earnings per share (EPS) ¨CªÑ¬Õ§Q East Asian and Oceanian Stock Exchanges Federation (EAOSEF) ªF¨È¤Î¤j¬v¬wÃÒ¨é¥æ©ö©ÒÁp·| Economic Development and Labour Bureau ¸gÀÙµo®i¤Î³Ò¤u§½ Effective Exchange Rate Index for the Hong Kong Dollar (EERI) ´ä¶×«ü¼Æ¡F´ä¤¸¹ê»Ú¶×§I«ü¼Æ e-FRRR system ¹q¤l¤Æ°]¬F¸ê·½³W«h³øªí¨t²Î Electronic Application Instruction for New Issue Shares ¹q¤l»{ÁÊ·sªÑ«ü¥Ü electronic communications network (ECN) ¹q¤l³q°Tºôµ¸ Electronic Data Gathering, Analysis and Retrieval (EDGAR)¡iUS¡j ¡u¹q¤l¼Æ¾Ú¦¬¶°¡B¤ÀªR¤ÎÀ˯Á¡v¨t²Î¡i¬ü°ê¡j Electronic Initial Public Offering service (EIPO) ¹q¤l»{Áʺ¦¸¤½¶}©ÛªÑªA°È Electronic Investor Resources Centre (eIRC)¡iSFC¡j ºô¤W§ë¸êªÌ¸ê·½¤¤¤ß¡iÃҺʷ|¡j Electronic Mailing Stock Information Service (EMSIS) ¹q¤l¶Ç»¼ÃÒ¨é«H®§ªA°È electronic money settlement fee ¹q¤l´Ú¶µ¥æ¦¬¶O Electronic Money Settlement Services ¹q¤l´Ú¶µ¥æ¦¬ªA°È Electronic Payment Instruction (EPI) ¹q¤l¦¬¥I´Ú«ü¥Ü electronic trading ¹q¤l¥æ©ö eligible securities ¦X¸ê®æÃÒ¨é Eligible Supervisor ¡@ ¦X¸ê®æ¥DºÞ e-mail ¹q¤l¶l¥ó¡F¹q¤l¶l»¼¡F¹q¶l E-mail and Group Paging Services ¸g¬ö¹q¤l¶l»¼¤Î¶°Åé¶Ç©IªA°È emerging market ·s¿³¥«³õ employee share¡iMainland China¡j ¾¤uªÑ¡i¤¤°ê¤º¦a¡j employer trustee ¸ê¤è«H¦«¤H encumbrances ²£Åvt¾á end user ³Ì²×¥Î¤á¡F³Ì²×¨Ï¥ÎªÌ End-of-day Trade Data File Transfer Service ¦¬¥«¦Z¼Æ¾Ú¶Ç°eªA°È enhanced access to AMS ¼W±j¦Û°Ê¹ï½L¨t²Îªº¥«³õ±µÄ²¤O enhanced digital datafeed ´£¤É¼Æ½X¼Æ¾Ú¿é°e±M½u enhanced limit order ¼W±j»ù½L Enhanced Special Stock Trading Method §ï¨}¯S§OªÑ¥÷¥æ©ö¤èªk enlarged share capital ¸gÂX¤jªÑ¥» Enquire Announcement Information¡iCCASS¡j ¬d¸ß¤½¥¬¼Æ¾Ú¡i¤¤¥¡µ²ºâ¨t²Î¡j Enquire Reported Lost Certificate¡iCCASS¡j ¡u¬d¸ß³ø¥¢ªÑ²¼¼Æ¾Ú¡v¥\¯à¡i¤¤¥¡µ²ºâ¨t²Î¡j Enquire Unmatched SI Reason¡iCCASS¡j ¬d¸ß¥æ¦¬«ü¥Ü¥¼Àò°t¹ïì¦]¡i¤¤¥¡µ²ºâ¨t²Î¡j Enterprise Information Database ¥ø·~«H®§¼Æ¾Ú®w Entitlement Statement¡iCCASS¡j Åv¯q³øªí¡i¤¤¥¡µ²ºâ¨t²Î¡j entitlement table Åv¯q¦Cªí entry price ¤J¥«»ù equilibrium price §¡¿Å»ù®æ¡F¥¿Å»ù®æ equity base ªÑ¥»°ò¼Æ equity capital; equity share capital Åv¯qªÑ¥» equity interest ªÑªFÅv¯q¡FªÑÅv Equity Linked Instrument (ELI) ªÑ²¼±¾¹_²¼¾Ú equity linked note (ELN) »PªÑ²¼±¾¹_²¼¾Ú¡F°ª®§²¼¾Ú equity method¡iaccounting¡j Åv¯qªk¡i·|p¡j equity option ªÑ²¼´ÁÅv equity securities ªÑ¥»ÃÒ¨é equity warrant ªÑ¥»ÅvÃÒ estimated average settlement price(EAS price) ¹wp¥§¡µ²ºâ»ù estimated capital value ¹wp¸ê¥»È estimated useful life ¦ôp¨Ï¥Î¦~´Á e-Submission system ¹q¤l§e¥æ¨t²Î Ethics in Practice - A Practical Guide for Financial Practitioners ¡m°]¸g¦³¹D - - - ÃÒ¨é¡B´Á³f¤Î§ë¸ê¬É±M·~¹D¼w¹ê°È«ü¤Þ¡n euro / Euro ¼Úù¡F¼Ú¤¸ Eurobond ¼Ú¬w¶Å¨é¡F¼Ú¬w³f¹ô¶Å¨é Euroclear ¼Ú¬wµ²ºâ¨t²Î Euroclear Bank ¼Ú¬wµ²ºâ»È¦æ Euro-convertible guaranteed bond ¼Ú¬w¥i´«ªÑ¾á«O¶Å¨é European Association of Securities Dealers Automated Quotations (EASDAQ) ¼Ú¬wÃÒ¨é¥æ©ö°Ó¨ó·|¦Û°Ê³ø»ù¨t²Î European Bank of Reconstruction and Development (EBRD) (ie World Bank) ¼Ú¬w´_¿³¤Î¶}µo»È¦æ¡]§Y ¥@¬É»È¦æ¡^ European Economic and Monetary Union (EMU) ¼Ú¬w¸gÀ٤γf¹ôÁp·ù European Parliament ¼Ú¬wij·| European style option ¼Ú¦¡´ÁÅv Euroyen Tibor Futures ¼Ú¬w¤é¶êªF¨Ê»È¦æ¦P·~©î®§´Á³f ex unadjusted close °£Ðä¤é¥¼¸g½Õ¾ã¤§¦¬¥«»ù exceptional item ¯S®í¶µ¥Ø exchange control ¥~¶×ºÞ¨î Exchange Fund Bill ¥~¶×°òª÷²¼¾Ú Exchange Fund Investment Limited (EFIL) ¥~¶×°òª÷§ë¸ê¦³¤½¥q Exchange Fund Note (EFN) ¥~¶×°òª÷¶Å¨é Exchange Fund Ordinance ¡m¥~¶×°òª÷±ø¨Ò¡n Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) ¡mÃÒ¨é¤W¥«³W«h¡n¡]¡m»´äÁp¦X¥æ©ö©Ò¦³¤½¥qÃÒ¨é¤W¥«³W«h¡n¡^ exchange loss ¶×§I·l¥¢ exchange of information «H®§¥æ¬y Exchange Participant ¥æ©ö©Ò°Ñ»PªÌ Exchange Participant Certificate ¥æ©ö©Ò°Ñ»PªÌÃÒ©ú®Ñ Exchange Participants' Market Shares Report ¡m¥æ©ö©Ò°Ñ»PªÌ¥«³õ¥e¦³²v³ø§i¡n exchange quota ¶×§IÃB exchange surrender system »È¦æµ²¶×Åé¨t Exchanges and Clearing Houses (Merger) Ordinance ¡m¥æ©ö©Ò¤Îµ²ºâ©Ò¡]¦X¦}¡^±ø¨Ò¡n Exchanges (Special Levy) Ordinance ¡m¥æ©ö©Ò¡]¯S§O©º¶O¡^±ø¨Ò¡n exchange traded option ¥æ©ö©Ò¶R½æ¤§´ÁÅv¡F³õ¤º¶R½æ´ÁÅv exchange traded product ³õ¤º¥æ©ö²£«~ Exchange Traded Fund ¥æ©ö©Ò¶R½æ°òª÷¡F¡u²Õ¦XªÑ¡v ex-date °£Ðä¤é ex-dividend basis °£®§°ò·Ç execution facilities ¥æ©ö³]¬I Executive Committee ±`°È©eû·| executive director °õ¦æ¸³¨Æ Exempt Fund Manager ÁŧK°òª÷¸g²z exempt listing status ÁŧK¤W¥«¦a¦ì Exempt Principal Trader ÁŧK¦ÛÀç¶R½æ°Ó exempt trader ÁŧK¥æ©ö°Ó exercise ¦æ¨Ï exercise day (E day) ¦æ¨Ï¤é exercise period ¦æ¨Ï´Á¡F¦æ¨Ï®É exercise price ¦æ¨Ï»ù exercise price interval ¦æ¨Ï»ù¶¡¶Z exercise style ¦æ¨Ï¤è¦¡ exit price ¥Ü»ù exotic warrant ¡@ «D¼Ð·Ç«¬»{ªÑÃÒ¡F¯SºØ»{ªÑÃÒ exotic warrant information¡iTeletext¡j ¯SºØ³Æ§IÃÒ«H®§¡i¤j§Q¥«¡j expedited registration service ¯S§Ö¹L¤áµn°OªA°È Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure ÀË°QÃÒ¨é¤Î´Á³f¥«³õ³WºÞ¬[ºc¹B§@±M®a¤p²Õ expiry date ¨ì´Á¤é expiry month ¨ì´Á¤ë¥÷ explanatory memorandum ª`ÄÀ³Æ§Ñ¿ý explanatory statement »¡©ú¨ç¥ó exponentially-weighted moving average «ü¼Æ¥[Åv²¾°Ê¥§¡¤èªk exposure management ·ÀIºÞ²z Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report ¡@ ¡m¥ø·~ºÞªv±`³W¦u«h¤Î¥ø·~ºÞªv³ø§i©º¨D·N¨£¯óÀÀ¥»¡n ex-rights °£Åv external auditor ¥~¸u®Ö¼Æ®v¡F¥~³¡®Ö¼Æ®v extraordinary general meeting (EGM) ªÑªF¯S§O¤j·| extraordinary item «D¸g±`¶µ¥Ø
F
Fannie Mae see Federal National Mortgage Association FATF see Financial Action Task Force FIFO see First in, first out FOK see Fill-or-Kill FOMC see Federal Open Market Committee FRCD see floating rate certificate of deposit FRN see floating rate note FRR see Financial Resources Rules FSA see Financial Services Authority¡iUK¡j
¡@ face value ±È Fact Book ¡mªÑ¥«¸ê®Æ¡n Fact Sheet ¡mªÑ¥«¸ê®Æ¡n fair market value ¤½¥¥«È false market µê°²¥«³õ¡F°²¥« Far East Exchange, The »·ªF¥æ©ö©Ò fast market ³t°Ê¥«³õ fault tolerance ¿ù»~¥]®e¡F¬G»Ù¥]®e favourable variance; favourable difference ¶¶®t feasibility study ¥i¦æ©Ê¬ã¨s Fed wire / Fedwire / FedWire Áp¨¹µ²ºâ¨t²Î Federal funds Áp¨¹°òª÷ Federal funds rate Áp¨¹°òª÷§Q²v Federal National Mortgage Association (Fannie Mae) ¬ü°êÁp¨¹°ê®a©Ð«Î¶U´Ú¨ó·|¡]©Ð§Q¬ü¡^ Federal Open Market Committee (FOMC) ¬ü°êÁp¨¹¤½¶}¥«³õ©eû·| Federal Reserve System Áp¨¹Àx³Æ¨t²Î Federation of Shares Registrars Limited ÃÒ¨éµn°O¤½¥qÁ`·|¦³¤½¥q fellow subsidiary ¦P¨tªþÄݤ½¥q¡F¦P¶°¹ÎªþÄݤ½¥q Fidelity Fund ¤¬«O°òª÷ fiduciary ¨ü«H¤H¡F¨ü¦«¤H fiduciary duty ¸Û«H³d¥ô¡F¨ü«H³d¥ô file backup-restore macro ¦Z³Æ¸ê®Æ´_ì³n¥ó file transfer ÀÉ®×Âà´«¡F¼Æ¾Ú¶Ç°e file transfer protocol Àɮ׶ǰe¨óij Fill-or-Kill (FOK) ¥þÃB©Î¨ú®ø¡F¥þ¼Æ°õ¦æ©Î¥ß¨è¨ú®ø¡F¥þ¼Æ°t¹ï§_«h¨ú®ø Final Clearing Statement¡iCCASS¡j ³Ì¦Zµ²ºâªí¡i¤¤¥¡µ²ºâ¨t²Î¡j final review hearing ³Ì¦Z´_®Ö²â°T Final Settlement Price ³Ì¦Zµ²ºâ»ù Final Settlement Run ³Ì¦Z¤@½ü¥æ¦¬³B²zµ{§Ç Finance Bureau ®w°È§½ finance lease commitment ¿Ä¸ê¯²¸î©Ó¾á financial accommodation °]°È³q¿Ä Financial Action Task Force (FATF) ª÷¿Ä¦æ°Ê±M³d©eû·| financial adviser °]°ÈÅU°Ý financial bond ¡@ ª÷¿Ä¶Å* financial conglomerate °]¸ê¥ø·~¶°¹Î Financial Disclosure by Locally Incorporated Authorized Institutions ¡iHKMA¡j ¡m¥»¦aª`¥U»{¥i¾÷ºc©ÜÅS°]°È¼Æ¾Ú¡n¡iª÷ºÞ§½¡j financial exposure °]°È·ÀI financial futures ª÷¿Ä´Á³f financial institution ª÷¿Ä¾÷ºc financial instrument ª÷¿Ä¤u¨ã financial integrity °]¬F°·¥þ financial intermediary ª÷¿Ä¤¤¤¶¾÷ºc/¹ÎÅé financial intermediation ª÷¿Ä¤¤¤¶²{¶H financial lease °]°È¯²¸î¡Fª÷¿Ä¯²¸î* financial market ª÷¿Ä¥«³õ Financial Market Development Task Force, The °]¸g¥«³õµo®i±M³d¤p²Õ financial regulation °]°ÈºÊºÞ financial reporting °]°È¥Ó³ø Financial Resources Rules (FRR) ¡m°]¬F¸ê·½³W«h¡n financial results °]°È·~ÁZ financial risk °]°È·ÀI Financial Secretary °]¬F¥q¥qªø Financial Services Act¡iUK¡j ¡mª÷¿ÄªA°Èªk¥O¡n¡i^°ê¡j Financial Services Authority (FSA)¡iUK¡j ^°êª÷¿Ä·~ºÞ²z§½ Financial Services and the Treasury Bureau °]¸g¨Æ°È¤Î®w°È§½ financial shareholder °]¬FªÑªF financial year °]¬F¦~«× financier ¿Ä¸ê¤H FinNet ª÷¿ÄªA°Èºôµ¸ firm bid and ask quotations §@¹ê¶R½æ»ù firm commitment¡iunderwriting¡j °í©w©Ó¿Õ¡i¥]¾P¡j firm order ¤½¥q½L firm order ¹ê½L firm position ¤½¥qÜ¡F¦æÜ first in, first out (FIFO) ¥ý¶i¥ý¥X First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters ¤W¥«¨Æ©y½Ì¸Ñ³Æ§Ñ¿ý¸É½g(ªþ¥ó¤@) Fit and Proper Criteria, The¡iSFC¡j ¡m¾A·í¤H¿ïªº·Ç«h¡n¡iÃҺʷ|¡j fixed-rate mortgage ©w®§«ö´¦ floating rate certificate of deposit (FRCD) ¯B®§¦s´ÚÃÒ floating rate note (FRN) ¯B®§²¼¾Ú floor trader ¥X¥«¥Nªí¡F¥X¥«û flotation ±¾µP¶R½æ¡F¤W¥« force majeure ¤£¥i§Ü¤O forced buy-in ±j¨î¸ÉÁÊ forced liquidation ±ÙÜ foreign exchange exposure ¥~¶×·ÀI foreign share¡iMainland China¡j ¥~¸êªÑ¡i¤¤°ê¤º¦a¡j forex option ¥~¶×´ÁÅv forex swap ¥~¶×±¼´Á Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float ¶R½æ¦]¤½²³«ùªÑ¶q¤£¨¬¦Ó°±µPÃҨ骺¥Ó³øªí forward entitlement »·´ÁÅv§Q frame relay trading network ´V¤¤Ä~¥æ©öºô¡F°T®Ø¶Ç°e¥æ©öºôµ¸ free convertibility ¦Û¥Ñ§I´« free float ¤½²³«ùªÑ¶q Free Text Area¡iTeletext¡j ·s»DÄæ¡i¤j§Q¥«¾÷ªÑ¥÷¶¡j fringe market ¥~³ò¥«³õ front running ¦æÀY½L¡F¥¶ÀY¥æ©ö front-end load º¦¸»{ÁʶO front-month §Y¤ë front-office system ¿ì¤½«Ç«e½u¨t²Î FTSE ´I®É«ü¼Æ¦³¤½¥q (ìª÷¿Ä®É³ø«ü¼Æ) FTSE/Hang Seng Asian sector Indexes ùÚ¥Í/´I®É¨È¬w¤ÀÃþ«ü¼Æ FTSE/Hang Seng Asiatop Index ùÚ¥Í/´I®É¨È¬w¤j¥ø·~«ü¼Æ FTSE/Hang Seng Indexes ùÚ¥Í/´I®É«ü¼Æ¨t¦C FTSE/Xinhua China 25 Index ·sµØ´I®É¤¤°ê25«ü¼Æ full disclosure ¥þ±©ÜÅS fully diluted earnings per share ¥þ±ÅuÁ¡¨CªÑ¬Õ§Q fully paid-up capital ú¨¬ªÑ¥» fund accounting approach ¸êª÷·|pªk fund balancing ¸êª÷¥¿Å fund flow ¸êª÷¬y¦V fund manager °òª÷¸g²z Fund Manager Code of Conduct¡iSFC¡j ¡m°òª÷¸g²z¾Þ¦u·Ç«h¡n¡iÃҺʷ|¡j fund statement ¸êª÷ªí fund unit holder ¡@ °òª÷¥÷ÃB«ù¦³¤H* fund utilisation ¸êª÷¹B¥Î Futures Compensation Fund Committee¡iSFC¡j ´Á³f½ßÀv°òª÷©eû·|¡iÃҺʷ|¡j Futures Compensation Fund ´Á³f½ßÀv°òª÷
G
GAAP see Generally Accepted Accounting Principles GATT see General Agreement on Tariffs and Trade GCP see General Clearing Participant GDP see gross domestic product GDR see global depository receipt GEI see Growth Enterprise Index GEM see Growth Enterprise Market GNP see gross national product GTC see good-till-cancelled order GTD see good-till-date order GTSM see GreTai Securities Market¡iTaiwan¡j
¡@ gateway¡icomputer¡j Áp¨t³]¬I¡Fºô¶¡³s±µ¾¹¡ipºâ¾÷¡j gearing ratio §þ±ì¤ñ²v¡F¸ê¥»t¶Å¤ñ²v GEM Investor Guide ¡m³Ð·~ªO§ë¸êªÌ«ü«n¡n GEM Listing Committee ³Ð·~ªO¤W¥«©eû·| GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) ¡m³Ð·~ªO¤W¥«³W«h¡n¡]¡m»´äÁp¦X¥æ©ö©Ò¦³¤½¥q³Ð·~ªOÃÒ¨é¤W¥«³W«h¡n¡^ General Advisory and Support Working Team ¤@¯ë«t¸ß¤Î¤ä«ù¤u§@¤p²Õ General Agreement on Tariffs and Trade (GATT) Ãöµ|¤Î¶T©öÁ`¨óij¡]Ãö¶TÁ`¨óij¡^ General Clearing Participant (GCP) ¥þ±µ²ºâ°Ñ»PªÌ general ledger Á`½ã general mandate ¤@¯ë©Ê±ÂÅv general offer ¥þ±¦¬ÁÊ«Øij General Rules of CCASS ¡m¤¤¥¡µ²ºâ¨t²Î¤@¯ë³W«h¡n Generally Accepted Accounting Principles (GAAP) ¡m¤½»{·|pì«h¡n gilt-edged securities ª÷ÃäÃÒ¨é give-up¡ioptions¡j ¹L¤á¡i´ÁÅv¡j global bond Àô²y¶Å¨é global depository receipt (GDR) Àô²y¹w¦«ÃÒ¨é Global Equity Market Àô²yªÑ¥»ÃҨ饫³õ Globex ¥þ²y´Á³f¥æ©ö¨t²Î going concern¡iaccounting¡j «ùÄò¸gÀç¡i·|p¡j good for delivery ¦X®æ¥æ¥I good-for-day order §Y¤é¦³®Ä¶R½æ½L good-till-cancelled order (GTC) ¨ú®ø«e¦³®Ä¶R½æ½L¡FµL®É½L good-till-date order (GTD) ¨ì´Á«e¦³®Ä¶R½æ½L goods-in-transit ¥I¹B¤¤³f«~ goodwill °ÓÅA governing law ºÞ¨îªk¨Ò government bond ¡@ ¬F©²¶Å¨é¡F°ê¶Å* grace period ¼e´Á greenshoe¡iunderwriting¡j ¼W°â±ø´Ú¡i¥]¾P¡j GreTai Securities Market (GTSM)¡iTaiwan¡j ¤¤µØ¥Á°êÃÒ¨éÏ@»O¶R½æ¤¤¤ß¡i»OÆW¡j gross domestic product (GDP) ¥»¦a¥Í²£Á`È¡F°ê¤º¥Í²£Á`È gross margining Á`ÃB«öª÷pºâ gross national product (GNP) °ê¥Á¥Í²£Á`È Growth Enterprise Index (GEI) ¡@ ³Ð·~ªO«ü¼Æ Growth Enterprise Market (GEM) ³Ð·~ªO Guarantee Fund «OÃÒ°òª÷ Guarantee Scheme ¾á«Op¹º guarantee transaction ¾á«O¥æ©ö guaranteed unit trust «O¥»«H¦«°òª÷ guarantor ¾á«O¤H¡F«OÃÒ¤H Guidance Note «ü¤ÞºKn Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) ¡m¾A¥Î¤_¦b¤¬Ápºô¤W«Å¶Ç©Î¾P°â¶°Åé§ë¸êp¹ºªº¤H¤hªº«ü¤Þ¡n¡m¶°Åé§ë¸êp¹º¤¬Ápºô«ü¤Þ¡n Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements¡iSFC¡j ¡m¦³Ãö¥Ó³ø½æªÅ¬¡°Ê¤Î³Æ¦sÃÒ¨éÉ¥X¬ö¿ý³W©wªº«ü¤Þ¡n¡iÃҺʷ|¡j Guidance Note on Competence ¡m«ùµP¤H³Ó¥ô¯à¤Oªº«ü¤Þ¡n Guidance Note Continuous Professional Training ¡m«ùµP¤H¶i¦æ«ùÄò°ö°Vªº«ü¤Þ¡n Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants¡iSFC¡j ¡mÃö¤_«ß®v¤Î·|p®v´£¨Ñªþ±a§ë¸ê·N¨£ªº«ü¤Þ¡n¡iÃҺʷ|¡j Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes¡iSFC¡j ¡m¦³Ãö¹q¤l¥æ©ö±ø¨Ò¤º¾A¥Î¤_¦¨¥æ³æ¾Úªº³W©wªº«ü¤Þ¡n¡iÃҺʷ|¡j Guidance Note on Position Limits and Large Open Position Reporting Requirements¡iSFC¡j ¡m«ùÜÃB¤Î¤jÃB¥¼¥Ü¦X¬ùªº¥Ó³ø³W©w«ü¤Þ¡n¡iÃҺʷ|¡j Guide for Directors of Listed Companies ¡m¤W¥«¤½¥q¸³¨Æ«ü¤Þ¡n Guide on disclosure of price-sensitive information ¡mªÑ»ù±Ó·P¼Æ¾Ú©ÜÅS«ü¤Þ¡n Guideline on Corporate Governance of Locally Incorporated Authorized Institutions¡iHKMA¡j ¡m¥»¦aª`¥U»{¥i¾÷ºcªº¥ø·~ºÞªv«ü¤Þ¡n¡iª÷ºÞ§½¡j Guideline on Role of the Receiving Bank in New Share Issues¡iHKMA¡j ¡m¦¬´Ú»È¦æ¦b·sªÑµo¦æ¤¤§êºtªº¨¤¦â«ü¤Þ¡n¡iª÷ºÞ§½¡j Guidelines for Electronic Public Offerings¡iSFC¡j ¡@ ¡m¹q¤l¤½¶}µo°â«ü¤Þ¡n¡iÃҺʷ|¡j Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering¡iSFC¡j ¡mÃö¤_ª`¥U¤H¦bº¦¸¤½¶}µo°â¤¤§Q¥Î¤¬Ápºô¦¬¶°ÃÒ¨é»{ÁʥӽЪº«ü¤Þ¡n¡iÃҺʷ|¡j Guidelines on Hedge Funds Reporting Requirements¡iSFC¡j ¡m¹ï¨R°òª÷¶×³ø³W©w«ü¤Þ¡n¡iÃҺʷ|¡j Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises¡iMainland China¡j ¡m¹Ò¤º¥ø·~¥Ó½Ð¨ì»´ä³Ð·~ªO¤W¥«¼f§å»PºÊºÞ«ü¤Þ¡n¡i¤¤°ê¤º¦a¡j Guidelines on Waivers of Certain Licensing Fees¡iSFC¡j ¡m¼e§Kú¥IY¤zµP·Ó¶O¥Îªº«ü¤Þ¡n¡iÃҺʷ|¡j
H
HIBOR see Hong Kong Interbank Offered Rate HKAOB see Hong Kong Association of Online Brokers, The HKATS see Hong Kong Futures Automated Trading System HKCC see HKFE Clearing Corporation Limited HKEx see Hong Kong Exchanges and Clearing Limited HKFE see Hong Kong Futures Exchange Limited HKIFA see Hong Kong Investment Funds Association HKII see Hong Kong Institute of Investors HKIMR see Hong Kong Institute for Monetary Research HKMA see Hong Kong Monetary Authority HKSCC see Hong Kong Securities Clearing Company Limited HS100 see Hang Seng 100 HSAI see Hang Seng Asia Index HSCCI see Hang Seng China-Affiliated Corporations Index HSCEI see Hang Seng China Enterprises Index HSCI see Hang Seng Composite Index HSHKCI see Hang Seng Hong Kong Composite Index HSHKLI see Hang Seng HK LargeCap Index HSHKMI see Hang Seng HK MidCap Index HSHKSI see Hang Seng HK SmallCap Index HSI see Hang Seng Index HSITI see Hang Seng IT Index HSITP see Hang Seng IT Portfolio Index HSLRI see Hang Seng London Reference Index HSMLCI see Hang Seng Mainland Composite Index HSMLFI see Hang Seng Mainland Freefloat Index
¡@ haircut §é¦©¡F´î¬Ù Handbook on Disciplinary Proceedings ¡m¬ö«ß³B¤Àµ{§Ç¤â¥U¡n Hang Seng 100 (HS100) ùÚ¥Í100 Hang Seng Asia Index (HSAI) ùڥͨȬw«ü¼Æ Hang Seng China Enterprises Index (HSCEI) ùڥͤ¤°ê¥ø·~«ü¼Æ¡]ùڥͰê¥ø«ü¼Æ¡^ Hang Seng China-Affiliated CorporationsIndex (HSCCI) ùڥͻ´ä¤¤¸ê¥ø·~«ü¼Æ¡]¤¤¸ê¥ø·~«ü¼Æ¡^ Hang Seng Composite Index (HSCI) ùڥͺî¦X«ü¼Æ Hang Seng Freefloat 50 ùڥͬy³q50 Hang Seng Freefloat Composite Index (HSFCI) ùڥͬy³qºî¦X«ü¼Æ Hang Seng Freefloat HK 25 ùڥͬy³q»´ä25 Hang Seng Freefloat Mainland 25 ùڥͬy³q¤¤°ê¤º¦a25 Hang Seng HK Freefloat Index (HSHKFI) ùڥͻ´ä¬y³q«ü¼Æ Hang Seng HK LargeCap Index (HSHKLI) ùڥͻ´ä¤j«¬ªÑ«ü¼Æ Hang Seng HK MidCap Index (HSHKMI) ùڥͻ´ä¤¤«¬ªÑ«ü¼Æ Hang Seng HK SmallCap Index (HSHKSI) ùڥͻ´ä¤p«¬ªÑ«ü¼Æ Hang Seng Hong Kong Composite Index(HSHKCI) ùڥͻ´äºî¦X«ü¼Æ Hang Seng Index (HSI) ùڥͫü¼Æ Hang Seng Index Futures ùÚ«ü´Á³f Hang Seng Index Options ùÚ«ü´ÁÅv Hang Seng IT Index (HSITI) ùڥͫH®§¬ì§Þ«ü¼Æ Hang Seng IT Portfolio Index (HSITP) ùڥͫH®§¬ì§Þ²Õ¦X«ü¼Æ Hang Seng London Reference Index (HSLRI) ùÚ¥ÍÛ´°°Ñ¦Ò«ü¼Æ Hang Seng Mainland Composite Index(HSMLCI) ùڥͤ¤°ê¤º¦aºî¦X«ü¼Æ Hang Seng Mainland Freefloat Index(HSMLFI) ùڥͤ¤°ê¤º¦a¬y³q«ü¼Æ hard currency µw³f¹ô¡F»ùÈéwªº³f¹ô hawking of securities °Â°âÃÒ¨é heavy trading ¥æ§ëºZ©ô hedge fund ¹ï¨R°òª÷ hedging ¹ï¨R hedging ratio ¹ï¨R¤ñ²v Heritage Foundation, The¡iUS¡j ¶Ç²Î°òª÷·|¡i¬ü°ê¡j HIBOR Futures Market Update ¡m´ä¤¸§Q²v´Á³f¥«³õ³q°T¡n HIBOR Futures Strip ´ä¤¸§Q²v´Á³f¡´Á hidden-size order ÁôÂÃ¥æ©öÃB¶R½æ½L high leveraged investment °ª§þ±ì®ÄÀ³ªº§ë¸ê historical cost ¾ú¥v¦¨¥» historical volatility ¾ú¥vªi´T HKEx (China) Limited »´ä¥æ©ö©Ò(¤¤°ê)¦³¤½¥q HKEx Information Services Limited »´ä¥æ©ö©Ò«H®§ªA°È¦³¤½¥q HKEx Share Information Board »´ä¥æ©ö©ÒªÑ¥÷«H®§ªO HKFE Clearing Corporation Limited (HKCC) »´ä´Á³fµ²ºâ¦³¤½¥q HKSCC Nominees Limited »´ä¤¤¥¡µ²ºâ¡]¥N²z¤H¡^¦³¤½¥q Holder of Stock Exchange Trading Right Áp¥æ©Ò¥æ©öÅv«ù¦³¤H holding company ±±ªÑ¤½¥q¡F¥À¤½¥q hong ¦æ Hong Kong Association of Banks »´ä»È¦æ¤½·| Hong Kong Association of Financial Advisors »´ä°]°ÈÅU°Ý¾Ç·| Hong Kong Association of Online Brokers,The (HKAOB) »´äºô¤W¸g¬ö¨ó·| Hong Kong Capital Markets Association »´ä¸ê¥»¥«³õ¤½·| Hong Kong Chinese Enterprises Association »´ä¤¤°ê¥ø·~¨ó·| Hong Kong Codes on Takeovers and Mergers and Share Repurchases¡ipublication¡j ¡m»´ä¤½¥q¦¬ÁÊ¡B¦X¦}¤ÎªÑ¥÷Áʦ^¦u«h¡n¡i¥Zª«¡j Hong Kong Exchanges and Clearing Limited (HKEx) »´ä¥æ©ö¤Îµ²ºâ©Ò¦³¤½¥q¡]»´ä¥æ©ö©Ò¡^ Hong Kong Exchanges and Clearing Limited Beijing Representative Office »´ä¥æ©ö¤Îµ²ºâ©Ò¦³¤½¥q¥_¨Ê¥Nªí³B Hong Kong Financial Markets Association »´ä°]¸ê¥«³õ¤½·| Hong Kong Financial Markets Development Limited »´äª÷¿Ä¥«³õµo®i¦³¤½¥q Hong Kong Futures Automated Trading System (HKATS) HKATS¹q¤l¥æ©ö¨t²Î Hong Kong Futures Exchange Limited (HKFE) »´ä´Á³f¥æ©ö©Ò¦³¤½¥q¡]´Á¥æ©Ò¡^ Hong Kong General Chamber of Commerce, The »´äÁ`°Ó·| Hong Kong Institute for Monetary Research (HKIMR) »´äª÷¿Ä¬ã¨s¤¤¤ß Hong Kong Institute of Company Secretaries, The »´ä¤½¥q¯µ®Ñ¤½·| Hong Kong Institute of Directors, The »´ä¸³¨Æ¾Ç·| Hong Kong Institute of Financial Analysts and Professional Commentators, The ¡@ »´ä±M·~°]¸g¤ÀªR¤Îµû½×®a¨ó·| Hong Kong Institute of Investment Analysts »´ä§ë¸ê¤ÀªRû¤½·| Hong Kong Institute of Investors (HKII) »´ä§ë¸êªÌ¾Ç·| Hong Kong Interbank Clearing Limited »´ä»È¦æ¦P·~µ²ºâ¦³¤½¥q Hong Kong Interbank Offered Rate (HIBOR) »´ä»È¦æ¦P·~©î®§¡F´ä¤¸¦P·~©î®§ Hong Kong International Arbitration Centre »´ä°ê»Ú¥òµô¤¤¤ß Hong Kong Investment Funds Association (HKIFA) »´ä§ë¸ê°òª÷¤½·| Hong Kong Management Association »´äºÞ²z±M·~¨ó·| Hong Kong Monetary Authority (HKMA) »´äª÷¿ÄºÞ²z§½¡]ª÷ºÞ§½¡^ Hong Kong Mortgage Corporation Limited, The »´ä«ö´¦ÃҨ馳¤½¥q Hong Kong Securities Clearing Company Limited (HKSCC) »´ä¤¤¥¡µ²ºâ¦³¤½¥q¡]»´äµ²ºâ¡^ Hong Kong Securities Industry, The¡ipublication¡j ¡m»´äÃÒ¨é·~°Ñ¦Ò¤â¥U¡n¡i¥Zª«¡j Hong Kong Securities Institute »´äÃÒ¨é±M·~¾Ç·| Hong Kong Securities Market Archives and Artifacts Collection Campaign »´äÃҨ饫³õ¤åÄm¤Î¤åª«©º¶°p¹º Hong Kong Securities Professionals Alumni Association »´äÃÒ¨é·~¦P¾Ç·| Hong Kong Securities Professionals Association »´äÃÒ¨é¾Ç·| Hong Kong Securities Training Sponsorship Foundation »´äÃÒ¨é°ö°VÃÙ§U°òª÷ Hong Kong Society of Accountants »´ä·|p®v¤½·| Hong Kong Society of Financial Analysts ¡@ »´ä°]¸g¤ÀªR®v¾Ç·| Hong Kong Stock Exchange, The »´ä¸g¬ö°Ó·|¡]1914¦~¡^¡F »´äÃÒ¨é¥æ©ö©Ò¡]1947¦~¡^ Hong Kong Stockbrokers Association »´äÃÒ¨é¸g¬ö·~¨ó·| Hong Kong Stockbrokers' Association (1921) »´äªÑ¥÷°Ó·|¡]1921¦~¡^ Hong Kong Venture Capital Association »´ä³Ð·~§ë¸ê¨ó·| horizontal spread ¸ó´Á¶R½æ house account ¤½¥q¤á¤f house position ¤½¥qÜ How to Create Clear Announcements¡ipublication¡j¡iSFC¡j ¡m¦p¦ó¼¶¼g²M·¡©ö©úªº¤½¥¬¡n¡i¥Zª«¡j¡iÃҺʷ|¡j H-shares Index Futures ¡@ HªÑ«ü¼Æ´Á³f HSI International Limited ùÚ«ü°ê»Ú¦³¤½¥q HSI Services Limited ùÚ«üªA°È¦³¤½¥q hyperlink ¶W¯ÅÃì±µ
I
IAS see International Accounting Standards IASC see International Accounting Standards Committee ICA England & Wales see Institute of Chartered Accountants in England and Wales ICPA see Institute of Certified Public Accountants¡iUS¡j IEP see Indicative Equilibrium Price IEV see Indicative Equilibrium Volume IFC see International Finance Corporation iIPO see Internet Initial Public Offering service IMF see International Monetary Fund IMRO see Investment Management Regulatory Organisation IOC see Immediate-or-Cancel IoD see Institute of Directors¡iUK¡j IOMA see International Options Markets Association IOSCO see International Organisation of Securities Commissions IP see Investor Participant IPMA see International Primary Markets Association IPO see initial public offering ISD see Investment Services Directive¡iEuropean Union¡j ISDA see International Swaps and Derivatives Association ISFO see International Stock Futures and Options ISIN see International Securities Identification Numbers ISMA see International Securities Markets Association ISO see International Organisation for Standardisation ISSA see International Securities Services Association IVRS see Interactive Voice Response System
¡@ Ian Hay Davison Report (ie Report of the Securities Review Committee) À¹ºû´Ë³ø§i®Ñ¡]§Y ÃÒ¨é·~ÀË°Q©eû·|³ø§i®Ñ¡^ illiquidity ¬y³q©Ê¤£¨¬¡F¬y°Ê©Ê¤£¨¬ Immediate-or-Cancel (IOC) ¹ê®É©Î¨ú®ø immobilisation of share certificate ªÑ²¼«D¬y°Ê¤Æ implied volatility ¤Þ¦ùªi´T inactive order ¡@ ¤£°Ê½L income approach ¦¬¯qªk indebtedness ¶Å°È indebtedness date t¶Å¤é indebtedness statement ¶Å°È³øªí independent adviser ¿W¥ßÅU°Ý independent financial adviser ¿W¥ß°]°ÈÅU°Ý Independent Investigation Board ¡@ ¿W¥ß½Õ¬d§½ independent non-executive director ¿W¥ß«D°õ¦æ¸³¨Æ index arbitrage «ü¼Æ®MÝu index basket order ¤@Äx¤l«ü¼Æ¶R½æ½L index bond «ü¼Æ¶Å¨é index call warrant «ü¼Æ»{ÁÊÅvÃÒ index depository receipt / index share «ü¼Æ¹w¦«ÃÒ¨é index futures «ü¼Æ´Á³f Index of Economic Freedom ¸gÀ٦ۥѫü¼Æ index participation unit «ü¼Æ°Ñ»P³æ¦ì index swap «ü¼Æ±¼´Á index warrant «ü¼ÆÅvÃÒ index-linked product »P«ü¼Æ±¾¹_ªºª÷¿Ä²£«~ indicated issue price °Ñ¦Òµo¦æ»ù Indicative Equilibrium Price (IEP) °Ñ¦Ò¥¿Å»ù®æ Indicative Equilibrium Volume (IEV) °Ñ¦Ò¥¿Å¦¨¥æ¶q indicative price «ü¥Ü»ù®æ indicative terms sheet¡iwarrants¡j µo¦æ¸ê®ÆºKn¡iÅvÃÒ¡j individual client Ó¤H«È¤á Individual Exchange Participant Ó¤H¥æ©ö©Ò°Ñ»PªÌ Individual Investor Account Ó¤H§ë¸êªÌ¤á¤f individual rating¡ibanking¡j ¦Û¥Dµû¯Å¡i»È¦æ¡j Individual Substantial Shareholders Notification Ó¤H¤jªÑªF¨ã³ø®Ñ industry scheme ¦æ·~°òª÷ inflation indexed monetary policy ³qµÈ«ü¼Ð³f¹ô¬Fµ¦ information dissemination «H®§µo©ñ¡F«H®§µo¥¬ information memorandum ¼Æ¾Ú³Æ§Ñ¿ý information service «H®§ªA°È information vendor «H®§¨Ñ³f°Ó infrastructure project °ò«Ø¤uµ{¡F°ò«Ø¶µ¥Ø initial listing fee º¦¸¤W¥«¶O initial margin¡ifutures¡j °ò¥»«öª÷¡i´Á³f¡j initial public offering (IPO) º¦¸¤½¶}©ÛªÑ¡Fªì¦¸¤½¶}©ÛªÑ Initial Public Offerings Progress Report º¦¸¤½¶}©ÛªÑ¤§¶i«×³ø§i initial subscription price ªì¨B»{ÁÊ»ù Inland Revenue Ordinance ¡mµ|°È±ø¨Ò¡n inner reserve ¤º³¡Àx³Æ Innovation and Technology Fund ³Ð·s¤Î¬ì§Þ°òª÷ input VAT ¶i¶µ¼Wȵ| insider dealer ¤º¹õ¥æ©öªÌ insider dealing ¤º¹õ¥æ©ö Insider Dealing Tribunal ¤º¹õ¥æ©ö¼fµô³B insolvency µL¤OÀv¶Å¡FµLÀv¶Å¯à¤O¡F¸ê¤£©è¶Å insolvency risk Àv¶Å¯à¤O·ÀI inspection visit ¬d³X Institute of Certified Public Accountants (ICPA)¡iUS¡j °õ·~·|p®v¤½·|¡i¬ü°ê¡j Institute of Chartered Accountants in England and Wales (ICA England & Wales) ^®æÄõ¤Î³º¸´µ¯S³\·|p®v¤½·| Institute of Chartered Financial Analysts ¯S³\°]°È¤ÀªRû¤½·| Institute of Directors (IoD)¡iUK¡j ¤½¥q¸³¨Æ¾Ç·|¡i^°ê¡j Institute of Financial Planners of Hong Kong, The ¡@ »´ä°]°Èµ¦¹º®v¾Ç·| Institute of Securities Dealers ÃÒ¨é°Ó¨ó·| institutional advancement µ²ºc§ï¶i institutional client ¾÷ºc«È¤á institutional investor ¾÷ºc§ë¸êªÌ institutional risk ¾÷ºc·ÀI instrument of transfer ¹L¤á¤å¥ó intangible asset µL§Î¸ê²£ integrated trading and clearing system ¥æ©ö¤Îµ²ºâºî¦X¨t²Î Interactive Voice Response System (IVRS) ¤¬°Ê»yµ¹q¸Ü¨t²Î interbank market »È¦æ¦P·~©îÉ¥«³õ interest collar; interest rate collar §Q²v»Î±µ interest cover; interest coverage ¬Õ§Q¹ï§Q®§¿¼Æ interest rate subsidy¡iMainland China¡j §Q®§¸É¶K¡i¤¤°ê¤º¦a¡j Interest Rate Swap Futures ¡@ §Q²v±¼´Á´Á³f interest-rate ceiling §Q²v¤W interest-rate futures §Q²v´Á³f interest-rate swap §Q²v±¼´Á¡F§Q²v½Õ´Á* interfacing ¬É±Áp¨t interim report ¤¤´Á³ø§i Inter-Market Coordination Committee ¸ó¥«³õ¨ó½Õ©eû·| intermediary ¤¤¤¶¾÷ºc¡F¤¤¤¶¹ÎÅé intermediate holding company ¤¤¤¶±±ªÑ¤½¥q intermediation ¤¤¤¶²{¶H internal audit ¤º³¡½]®Ö internal auditor ¤º³¡®Ö¼Æ®v internal censure ¤º³¡Äþ³d internal control ¤º³¡ºÊ±± Internal Control Regulations ¡m¤º³¡ºÊ±±³W¨Ò¡n International Accounting Standards (IAS) °ê»Ú·|p·Ç«h International Accounting Standards Committee (IASC) °ê»Ú·|p·Ç«h©eû·| International Committee on the Listing of New Enterprises ·s¥ø·~¤W¥«°ê»Ú©eû·| International Finance Corporation (IFC) °ê»Úª÷¿Ä¤½¥q International Financial Action Task Force °ê»Úª÷¿Ä¦æ°Ê±M³d¤p²Õ International Monetary Fund (IMF) °ê»Ú³f¹ô°òª÷ International Options Markets Association (IOMA) °ê»Ú´ÁÅv¥«³õ¨ó·| International Organisation for Standardisation (ISO) °ê»Ú¼Ð·Ç¤Æ²Õ´ International Organisation of Securities Commissions (IOSCO) °ê»ÚÃÒ¨é¨Æ°ÈºÊ¹î©eû·|²Õ´¡]°ê»ÚÃҺʷ|²Õ´¡^ International Primary Markets Association (IPMA) °ê»Ú¶°¸ê¥«³õ¨ó·| International Securities Identification Numbers (ISIN) °ê»ÚÃҨ鸹½X International Securities Markets Association (ISMA) °ê»ÚÃҨ饫³õ¨ó·| International Securities Numbering System °ê»ÚÃҨ鸹½X½s¨î¨t²Î International Securities Services Association (ISSA) °ê»ÚÃÒ¨éªA°È·~Áp·| International Stock Futures and Options(ISFO) °ê»ÚªÑ²¼´Á³f¤Î´ÁÅv International Swaps and Derivatives Association (ISDA) °ê»Ú±¼´Á·~°È¤Îl¥Í§ë¸ê¤u¨ã¨ó·| Internet ¤¬Ápºô Internet Initial Public Offering (iIPO) service ºô¤W»{ÁÊ·sªÑªA°È internet order connection ¶}©ñ¦¡ºô¶¡Áp¨t¶R½æ interpretive guidelines »¡©ú«ü¤Þ in-the-money option »ù¤º´ÁÅv intraday liquidity §Y¤é¬y°Ê¸êª÷ intra-day margin §Y¤éÃB¥~«öª÷ intra-day margin call §Y¤é°l¸É«öª÷ intra-day marks collection mechanism ¦¬¨ú§Y¤é®tÃBú´Ú¾÷¨î Intra-day Marks Collection Report¡iclearing¡j §Y¤é®tÃBú´Ú³ø§i¡iµ²ºâ¡j intra-day marks payment obligations À³¥I§Y¤é®tÃBú´Ú intra-day money market ³æ¤é³f¹ô¥«³õ¡F§Y¤é©îÉ¥«³õ intraday quotation §Y¤é³ø»ù intraday repurchase agreement¡ibanking¡j §Y¤é¦^Áʨóij¡i»È¦æ¡j intra-group transactions ¶°¹Î¤º³¡¥æ©ö intranet ¤ºÁpºô intrinsic value ¤º¦bÈ introducing agent ¤¶²Ð¥N²z¤H introduction¡ilisting method¡j ¤¶²Ð§Î¦¡¤W¥« inventory ¦s³f¡F½L¦s investee §ë¸ê¹ï¶H investment adviser §ë¸êÅU°Ý Investment Advisory Committee §ë¸êÅU°Ý©eû·| investment analyst §ë¸ê¤ÀªRû investment grade §ë¸ê¯Å§O Investment Management Regulatory Organisation (IMRO) ^°ê§ë¸êºÞ²zºÊºÞ²Õ´ investment philosophy §ë¸ê²z©À Investment Services Directive (ISD)¡iEuropean Union¡j §ë¸êªA°È«ü¥O¡i¼Ú¬wÁp·ù¡j Investment-linked Assurance & Pooled Retirement Funds Committee¡iSFC¡j »P§ë¸ê¦³Ãöªº¤H¹Ø«OÀI¤Î¶°¸ê°h¥ðª÷p¹º©eû·|¡iÃҺʷ|¡j Investor Account Service §ë¸êªÌ¤á¤fªA°È Investor and the Stock Market¡ipublication¡j ¡m§ë¸êªÌ»PÃҨ饫³õ¡n¡i¥Zª«¡j Investor Compensation Company Limited §ë¸êªÌ½ßÀv¦³¤½¥q Investor Participant (IP) §ë¸êªÌ¤á¤f«ù¦³¤H isolated trades system¡iCCASS¡j ¡u¤w¹º¤Àªº¶R½æ¡v¨î«×¡i¤¤¥¡µ²ºâ¨t²Î¡j issue price ©ÛªÑ»ù¡Fµo¦æ»ù issuer µo¦æ¤H¡Fµo¦æ¾÷ºc issuer electronic filing system µo¦æ¤H¹q¤l¦s½L¨t²Î Issuer Register ¡@ µo¦æ¤Hµn°O¥U Issuers and Professional Advisers Survey ¡mµo¦æ¤H¤Î±M·~ÅU°Ý·N¨£½Õ¬d¡n issuer's cash option µo¦æ¤H¥i¿ï¾Ü¤ä¥I²{ª÷¡Fµo¦æ¤H²{ª÷¿ï¾ÜÅv J JBRI see Japan Bond Research Institute
¡@ Japan Bond Research Institute (JBRI) ¤é¥»¤½ªÀ¶Å¬ã¨s©Ò jobber ÃÒ¨é¸g¾P¸g¬ö¡FÃÒ¨é§å¾P¸g¬ö jobber stamp duty ÃÒ¨é¸g¾P¸g¬ö¦Lªáµ| jobbing transaction ²ø®a¤§¸g¾P¥æ©ö Joint Individual Investor Account Áp¦WÓ¤H§ë¸êªÌ¤á¤f joint stock company ªÑ¥÷¦³¤½¥q joint venture ¦XÀç¥ø·~¡F¦X¸ê¥ø·~ joint venture contract ¦X¸ê¦X¦P jumbo certificate¡iCCASS¡j ¤jÃBªÑ²¼¡i¤¤¥¡µ²ºâ¨t²Î¡j jumbomize ±NªÑ²¼¤Æ¹s¬°¾ã junk bond ©U§£¶Å¨é
K kiting °µ»ù Kam Ngan Stock Exchange, The ª÷»ÈÃÒ¨é¥æ©ö©Ò Know More About Your Investment¡ipublication¡j ¡m§ë¸êªÌÀ³ª¾¦hÂI¡n¡i¥Zª«¡j Kowloon Stock Exchange, The ¤EÀsÃÒ¨é¥æ©ö©Ò
L LAF see Liquidity Adjustment Facility¡iHKMA¡j LAN see Local Area Network LAW see Liquidity Adjustment Window LBO see leveraged buy-out LIFFE see London International Financial Futures and Options Exchange LIFO see last in, first out LOBO see Long Only Brokers for Options LSE see London Stock Exchange LTOM see London Traded Options Market
¡@ large cap stock ¤j«¬ªÑ Large Exposure Report Agreement ¤jÃB«ùܶ׳ø¨óij large open position ¤jÃB¥¼¥Ü¦X¬ù last accounting date ³Ì¦Zµ²ºâ¤é´Á last exercise day ³Ì¦Z¦æ¨Ï¤é last in, first out (LIFO) ¦Z¶i¥ý¥X last recorded price; last traded price ³Ì¦Z¦¨¥æ»ù late reported sales ¿ð³ø¥æ©ö Law Society of Hong Kong, The ¡@ »´ä«ß®v·| lead manager ¥Dn¸g¿ì¤H lead underwriter ²oÀY¥]¾P°Ó¡F¥D©Ó¾P°Ó* leading economic indicator ¥Dn¸gÀÙ«ü¼Ð legal entity ªk«ß¹êÅé legal person share¡iMainland China¡j ªk¤HªÑ¡i¤¤°ê¤º¦a¡j legal risk ªk«ß·ÀI lender of last resort ³Ì¦Z¶U´Ú¤H¡Fºò«æ¶U´ÚªÌ lending fee ¶U¥X¶O "let the buyer beware" principle ¡u¶RªÌ¦Ût¡vì«h Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM ¦³Ãö³Ð·~ªO¤º¦aµo¦æ¤HºÊºÞ¦X§@¨Æ©y¤§´«¤å level playing field¡icf uneven playing field¡j ¤½¥Ävª§ leverage §þ±ì®ÄÀ³ leveraged buy-out (LBO) §þ±ì¦¬ÁÊ leveraged foreign exchange introducing agent §þ±ì¦¡¥~¶×¶R½æ¤¶²Ð¥N²z¤H leveraged foreign exchange trader §þ±ì¦¡¥~¶×¶R½æ°Ó leveraged foreign exchange trading §þ±ì¦¡¥~¶×¥æ©ö¡F§þ±ì¦¡¥~¶×¶R½æ Leveraged Foreign Exchange Trading(Calls) Rules ¡m§þ±ì¦¡¥~¶×¶R½æ¡]³y³X¡^³W«h¡n Leveraged Foreign Exchange Trading (Financial Resources) Rules ¡m§þ±ì¦¡¥~¶×¶R½æ¡]°]¬F¸ê·½¡^³W«h¡n Leveraged Foreign Exchange Trading Ordinance ¡m§þ±ì¦¡¥~¶×¶R½æ±ø¨Ò¡n leveraged market §þ±ì¥«³õ liabilities t¶Å¡F¶Å°È licence ¯S³\¡FµP·Ó licensed bank «ùµP»È¦æ licensing information booklet µoµP¸ê®Æ¥U Lifeboat Loan ±Ï¥«¶U´Ú "Lifeboat" levy ±Ï¥«¯S§O¥æ©ö©º¶O light trading ¥æ§ë²¨¸¨ limit order »ù½L limited liability company ¦³³d¥ô¤½¥q liquid asset ³t°Ê¸ê²£¡F¬y°Ê¸ê²£ liquid capital ³t°Ê¸êª÷¡F¬y°Ê¸êª÷ liquidation ²M½L liquidation¡iie forced sale of securities to meet a margin call¡j ±ÙÜ liquidity ¬y³q©Ê Liquidity Adjustment Facility (LAF)¡iHKMA¡j ¬y°Ê¸êª÷½Õ¸`¾÷¨î¡iª÷ºÞ§½¡j Liquidity Adjustment Window (LAW) ¬y°Ê¸êª÷½Õ¸`µ¡ liquidity margin ¬y°Ê¸êª÷¤ñ²v/´T«× liquidity provider ¬y³q¶q´£¨ÑªÌ liquidity ratio ¬y°Ê¸êª÷¤ñ²v liquidity risk ¬y³q·ÀI List of Exchange Participants & Holders of Stock Exchange Trading Rights ¡m¥æ©ö©Ò°Ñ»PªÌ¤ÎÁp¥æ©Ò¥æ©öÅv«ù¦³¤H¦W¿ý¡n List of Stock Codes ¡mÃÒ¨é¥N¸¹¦W¿ý¡n Listed corporation ¤W¥«ªk¹Î listed issuer ¤W¥«µo¦æ¤H listed securities ¤W¥«ÃÒ¨é Listing Agreement ¤W¥«¨óij Listing Chinese Companies in Hong Kong¡ipublication¡j ¡m¤¤°ê¤½¥q¦b»´ä¤W¥««ü«n¡n¡i¥Zª«¡j Listing Committee ¤W¥«©eû·| listing rules ¤W¥«³W«h loan capital ɶU¸ê¥» loan facility ¡@ ¶U´Ú¿Ä³q loan stock ¶Å°ÈÃÒ¨é¡F¶Å¨é¡F¶ÅÅvªÑÃB¡F¶U´Ú¶Å¨é¡F ¶U´ÚªÑ loan syndicate ¶U´Ú»È¹Î Local Area Network (LAN) °Ï°ìºôµ¸¡F³¡¥÷°Ï°ìºôµ¸ locked position ÂêÜ locked up áµ² London International Financial Futures and Options Exchange (LIFFE) Û´°°ê»Úª÷¿Ä´Á³f¤Î´ÁÅv¥æ©ö©Ò London Stock Exchange (LSE) Û´°ÃÒ¨é¥æ©ö©Ò London Traded Options Market (LTOM) Û´°´ÁÅv¥«³õ Long Only Brokers for Options (LOBO) ¡u¥uªøÜ¡v´ÁÅv¸g¬ö long options contract ´ÁÅvªøܦX¬ù long position ªøÜ¡F¦hÀY*
M MACD see Moving Average Convergence-Divergence Mass ATI see Mass Account Transfer Instruction MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd MBO see management buy-out MORC see Memorandum of Regulatory Cooperation MOU see memorandum of understanding MPF see Mandatory Provident Fund MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index MWS see Multi-workstation System
¡@ M1 ¯U¸q³f¹ô¨ÑÀ³¶q M2 ¼s¸q³f¹ô¨ÑÀ³¶q Maastricht Treaty °¨«°±ø¬ù main board ¥DªO¡F²Ä¤@ªO Mainland/Hong Kong Closer Economic Partnership Arrangement ¡@ ¡m¤º¦a»P»´äÃö¤_«Ø¥ß§óºò±K¸g¶TÃö¨tªº¦w±Æ¡n Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners ¡@ ¡m¤º¦a»P»´äÃö¤_«Ø¥ß§óºò±K¸g¶TÃö¨tªº¦w±Æ - »PÃÒ¨é¤Î´Á³f¤Hû¸ê®æ¦³Ãöªº¦w±Æ¡n maintenance margin¡ifutures¡j ºû«ù«öª÷¡F¸ÉÜ«öª÷¡i´Á³f¡j major shareholder ¥DnªÑªF¡F¤jªÑªF major transaction ¥Dn¥æ©ö¡F«¤j¥æ©ö maker-checker facility¡iCCASS¡j ¡u¿é¤J»P®Ö¹ï¤À¤u¡v¥\¯à¡i¤¤¥¡µ²ºâ¨t²Î¡j Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) °¨¨Ó¦è¨ÈÃÒ¨é¥æ©ö©Ò¥æ©ö¤Î¦Û°Ê³ø»ù¨t²Î management buy-out (MBO) ºÞ²z¼h¦¬ÁÊ¡F¦Ûµo©Ê¦¬ÁÊ management fee ºÞ²z¶O¥Î management shareholder ºÞ²z¼hªÑªF Management, Supervision and Internal Control Guideline¡iSFC¡j ¡mºÞ²z¡BºÊ·þ¤Î¤º³¡ºÊ±±«ü¤Þ¡n¡iÃҺʷ|¡j manager ¸g¿ì¤H mandatory bid; mandatory offer ±j¨î©Ê¦¬ÁÊ«Øij Mandatory Provident Fund (MPF) ±j¨î©Ê¤½¿nª÷ Mandatory Provident Fund Schemes Authority (MPFA) ±j¨î©Ê¤½¿nª÷p¹ººÞ²z§½ margin «öª÷¡F«OÃÒª÷¡F¡uÉÓ®i¡v margin call °l¸É«öª÷¡F¸Éܳqª¾ margin client ÉÓ®i«È¤á¡F«OÃÒª÷«È¤á margin coverage ratio ÉÓ®iÂл\²v¡F«OÃÒª÷«OÀIS³ò¤ñ²v margin cut ±ÙÜ margin financing «OÃÒª÷¿Ä¸ê¡FÉÓ®i¿Ä¸ê¡F«OÃÒª÷ɶU¬¡°Ê margin interval «öª÷¶¡¶Z margin offset «öª÷¹ï¾P margin parameter «öª÷°Ñ¼Æ margin pooling ¡@ ÃÒ¨é¶×¶°Âà«ö margin ratio «öª÷¤ñ¨Ò margin relief «öª÷´î§K Margin Securities Trading Account «OÃÒª÷ÃÒ¨é¥æ©ö¤á¤f margin trading «öª÷¥æ©ö¡FÉÓ®i¶R½æ margin value «OÃÒª÷»ùÈ margin-after-exercise ¦æ¨Ï¦Z«öª÷ margined premium ¥H«öª÷§Î¦¡Ãº¥Iªº´ÁÅvª÷ margining process pºâ«öª÷µ{§Ç mark to market / mark-to-market «ö¥«»ùpÈ mark-to-market margin ¥«»ùpÈ«öª÷ market capitalisation ¥«³õÁ`È¡F¥«»ùÁ`È Market Datafeed ¥«³õ¼Æ¾Ú¶Ç°e±M½u market depth ¥«³õ²`«× market maker ²ø®a Market Maker List ²ø®a¦W¿ý market making ²ø®a¬¡°Ê¡F§@»ù¶R½æ market manipulation ¥«³õ¾ÞÁa¡F¥«³õ¾ÞÁa¦æ¬°¡F³y¥« Market Misconduct Tribunal ¥«³õ¥¢·í¦æ¬°¼fµô³B market order ¥«»ù½L market participant ¥«³õ°Ñ»PªÌ market practitioner ¥«³õ±q·~û market rental ¥«È¯²ª÷ market risk ¥«³õ·ÀI market sentiment ¥«³õ®ðª^ market share ¥«³õ¥e¦³²v market volatility ¥«³õªi´T market-sensitive information ¥«³õ±Ó·P¸ê®Æ¡F¼vÅT¥«³õ¼Æ¾Ú marks / marks payment ®tÃBú´Ú Mass Account Transfer Instruction (Mass ATI) ¤j¶q¤á¤fÂಾ«ü¥Ü mass quote ¤j¶q¶}½L master trust scheme ¶°¦¨«H¦«p¹º maturity ¨ì´Á¡F¨ì´Á¤é maximum spread ³Ì¤j®t»ùÃB Memorandum and Articles of Association ¡m²Õ´¤jºõ¤Î³¹µ{¡n memorandum of association ²Õ´¤jºõ Memorandum of Regulatory Cooperation (MORC) ¡mºÊºÞ¦X§@³Æ§Ñ¿ý¡n memorandum of understanding (MOU) ½Ì¸Ñ³Æ§Ñ¿ý merchant bank °Ó¤H»È¦æ merger ¦X¦} mergers and acquisitions ¦X¦}»P¦¬ÁÊ¡F¦}Áʬ¡°Ê* merit-based ¥HºÊºÞ¾÷ºcµû¼f¬°¥» mid-cap stock ¤¤«¬ªÑ Mid-day Data File Transfer Service ¤¤¤È¼Æ¾Ú¶Ç°eªA°È middle exercise price ¤¤¶¡¦æ¨Ï»ù middle-priced option ¤¤¦ì»ù´ÁÅv Mini-HSI Futures ¤p«¬ùڥͫü¼Æ´Á³f¦X¬ù Mini-HSI Options ¤p«¬ùڥͫü¼Æ´ÁÅv¦X¬ù minimum contribution ³Ì§C¨Ñ´ÚÃB minimum price fluctuation ³Ì§C¤W¸¨»ù¦ì¡F³Ì§C»ù®æÅÜ°Ê minimum quote quantity ³Ì¤Ö¶}»ù¼Æ¶q minimum response time ³Ìµu¦^´_¶}»ù®É¶¡ minimum transaction size ³Ì§C¥æ©ö¼ÆÃB Ministry of Finance¡iMainland China¡j °]¬F³¡¡i¤¤°ê¤º¦a¡j Ministry of Foreign Trade and Economic Cooperation¡iMainland China¡j ¹ï¥~¸gÀÙ¶T©ö¦X§@³¡¡]¥~¸g¶T³¡¡^¡i¤¤°ê¤º¦a¡j minority controller ¦¸n±±¨î¤H minority interest ¤Ö¼ÆªÑªFÅv¯q minority shareholder ¤Ö¼ÆªÑªF minus tick §C¤_«e¦¨¥æ»ù misconduct ¤£·í¦æ¬°¡F¥¢Â¾¦æ¬°¡FÂp¾¦æ¬° misrepresentation ¥¢¹ê³¯z¡Fµê³ø Misrepresentation Ordinance ¡m¥¢¹ê³¯z±ø¨Ò¡n misstatement µê°²Án©ú¡F¿ù»~³¯z mistraded contract ¿ù»~¥æ©ö¦X¬ù mock trading ¥é¯u¥æ©ö Model Authorisation Letter ¼Ð·Ç±ÂÅv®Ñ Model Code for Securities Transactions by Directors of Listed Companies ¡m¤W¥«¤½¥q¸³¨Æ¶i¦æÃÒ¨é¥æ©öªº¼Ð·Ç¦u«h¡n Model Code for Sponsors ¡m«OÂˤH¼Ð·Ç¦u«h¡n monetary assets ³f¹ô¸ê²£ monetary base ³f¹ô°ò¦ Monetary Policy Committee¡iPBOC¡j ³f¹ô¬Fµ¦©eû·|¡i¤¤°ê¤H¥Á»È¦æ¡j money broker ³f¹ô¸g¬ö money laundering ¬~¶Â¿ú money market ³f¹ô¥«³õ¡Fµu´Á¸êª÷ɶU¥«³õ money settlement fee ´Ú¶µ¥æ¦¬¶O money supply ³f¹ô¨ÑÀ³ money transfer system ´Ú¶µ¹L¤á¨t²Î Money World Asia Hong Kong »´ä³f¹ô¤Î§ë¸ê¶×®i Money World Asia Pte Limited ¨È¬w³f¹ô¥@¬É¡]·s¥[©Y¡^¦³¤½¥q moneyness »ùȪ¬ªp monies advanced ¹Ô´Ú Monthly Balance Statement¡iCCASS¡j ¤á¤fµ²§E¤ëµ²³æ¡i¤¤¥¡µ²ºâ¨t²Î¡j Monthly Market Statistics ¡m¥«³õ²Îp¤ë³ø¡n Monthly Return on Movement of Listed Securities ¤W¥«ÃÒ¨éÅܰʤ§¤ë³ø Moody's Investment Grade ¿p}§ë¸êµû¯Å moratorium ªÑ¥÷¸T°â´Á morning session ¦¥« mortgage loan originator «ö´¦¶U´Úµo©ñªÌ mortgage-backed securities «ö´¦ÃÒ¨é Moving Average Convergence-Divergence (MACD) ²¾°Ê¥§¡ÈI¹£«ü¼Ð multi-currency trading ¦hºØ³f¹ô¶R½æ multi-jurisdictional equity offering ¸ó¥qªk°Ï©ÛªÑ¬¡°Ê Multi-workstation System (MWS) ¦h¤u§@¯¸¨t²Î multiple application «´_»{ÁÊ multiple-workstations ¦h¤u§@¯¸¡F¤@½u¦h¾÷ mutual cross-listing ¸ó°ê¦h«¤W¥« mutual fund ¤¬´f°òª÷
N NASDAQ see National Association of Securities Dealers Automated Quotations¡iUS¡j NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant ¡ioptions trading¡j NETS see National Electronic Trading System ¡iMainland China¡j New HSMCI see New Hang Seng MidCap 50 Index
¡@ naked option writing ªf¥X¥¼©è©ã´ÁÅv naked short selling ¨S¦³¹w¥ýɳfªº½æªÅ¬¡°Ê National Association of Securities Dealers Automated Quotations (NASDAQ)¡iUS¡j ¬ü°ê¥þ°êÃÒ¨é¥æ©ö°Ó¨ó·|¦Û°Ê³ø»ù¨t²Î¡F ¬ü°ê¯Ç´µ¹F§JÃҨ饫³õ National Bureau of Economic Research¡iUS¡j ¬ü°ê°ê®a¸gÀÙ¬ã¨s§½ National Construction Treasury¡iMainland China¡j °ê®a«Ø³]¶Å¨é¡i¤¤°ê¤º¦a¡j National Electronic Trading System (NETS)¡iMainland China¡j ¥þ°ê¹q¤l¥æ©ö¨t²Î¡i¤¤°ê¤º¦a¡j National Social Security Fund ¥þ°êªÀ·|«O»Ù°òª÷ negative statement §_©wÁn©ú negotiable instrument ¥iÂàÅý²¼¾Ú negotiated commission °Óij¶Äª÷ negotiated transaction ij»ù¥æ©ö net admissible assets »{¥i¸ê²£ÐäÈ net asset value ¸ê²£ÐäÈ net asset value per share ¨CªÑ¸ê²£ÐäÈ net book value ½ã±ÐäÈ net margining ÐäÃB«öª÷pºâ net open options contract; net options position ´ÁÅv¦X¬ùÐä«ùÜ net position «ùÜÐäÃB net present value ²{ª÷¦¬¯qÐäÈ net proceeds ¶°¸êÐäÃB net tangible assets ¦³§Î¸ê²£ÐäÈ net tangible assets per share ¨CªÑ¦³§Î¸ê²£ÐäÈ net underwriting commitment ¥]¾P©Ó¾áÐäÈ net worth ratio ÐäȤñ²v netting ³æ»ù°t¹ï¡i´ÁÅv¡j¡FÐäÃBµ²ºâ¡F¹ï¾P netting by novation¡iclearing¡j ¥H³d°ÈÅܧ󪺤覡¶i¦æÐäÃBµ²ºâ networking Ápºô New Hang Seng MidCap 50 Index (New HSMCI) ·sùÚ¥Í50¤¤«¬ªÑ«ü¼Æ new issue µo¦æ·sªÑ¡F·sªÑµo¦æ New Regulatory Framework, The¡iSFC¡j ¡m·sºÊºÞ¨î«×¡n¡iÃҺʷ|¡j news dissemination «H®§µo¥¬ news file «H®§ÀÉ®× next day net settlement system ²Ý¤éÐäÃBµ²ºâ¨t²Î Next Settlement Day Due / Overdue Position Report¡iCCASS¡j ¤U¤@¥æ¦¬¤é¨ì´Á/¹O´Á¼ÆÃB³ø§i¡i¤¤¥¡µ²ºâ¨t²Î¡j Nikkei Stock Average ¤é¸g¥§¡«ü¼Æ nil-paid rights ¥¼ÃºªÑ´ÚªÑÅv¡F¥¼Ãº´Ú¨ÑªÑÅv no-forcing order ¥þÅv©e¦«½L No-Over-Loss Rules ¡uµL¶WÃBÁ«»k¡v³W«h nominal exchange rate ¦W¸q¶×²v nominal price «ö½L»ù¡F²{»ù nominal value ±È nominee account ¥N²z¤H¤á¤f Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)¡ioptions trading¡j «Dµ²ºâ°Ñ»PªÌ¡F«Dµ²ºâªº´ÁÅv¶R½æ°Ñ»PªÌ¡i´ÁÅv¶R½æ¡j non-collateralised warrant µL©è©ãÅvÃÒ non-dividend paying European call option ¤£¬£®§¼Ú¦¡»{ÁÊ´ÁÅv non-dividend paying European put option ¤£¬£®§¼Ú¦¡»{ªf´ÁÅv non-executive director «D°õ¦æ¸³¨Æ non-market-making transaction «D¥«³õ²ø®aªº¥æ©ö non-ranking liabilities «D»{¥it¶Å non-registered holder «Dµn°O«ù¦³¤H non-spot month Hang Seng Index futures contract «D²{³f¤ëùڥͫü¼Æ´Á³f¦X¬ù normal order imbalance ¥¿±`¶R½æ½L®tÃB normative statement ³WSÁn©ú Notice on Regulation of Share Issues and Listing in Overseas Markets¡iState Council¡j ¹Ò¥~µo¦æªÑ²¼©M¤W¥«ºÞ²z³qª¾¡i°ê°È°|¡j notifiable transaction ¶·¤©¤½¥¬ªº¥æ©ö novated contract ³d°ÈÅܧó¦X¬ù novation ³d°ÈÅܧó¡F¬ù°È§ó´À
O ORS see Order Routing System
¡@ Oaths and Declarations Ordinance ¡m«Å»}¤ÎÁn©ú±ø¨Ò¡n Occupational Retirement Schemes Ordinance ¡m¾·~°h¥ðp¹º±ø¨Ò¡n odd lot ¸HªÑ¡F¹sªÑ* off-balance sheet exposure ¸ê²£t¶Åªí¥H¥~¤§©Ó¾á/¶µ¥Ø off-balance sheet (financial) instrument ¸ê²£t¶Åªí¥~ª÷¿Ä¤u¨ã off-board trading ³õ¥~¥æ©ö¡FÂ÷³õ¥æ©ö off-floor order Â÷³õ¶R½æ½L off-floor trading ³õ¥~¥æ©ö¡FÂ÷³õ¥æ©ö off-market rules ³õ¥~³W«h off-market share repurchase ³õ¥~Áʦ^ªÑ¥÷ offer ¦¬ÁÊ«Øij¡Fn¬ù offer by tender ©Û¼Ðµo°â offer for sale ¤½¶}µo°â¡F´£§eµo°â offer for subscription ¤½¶}»{ÁÊ offer price ½æ»ù¡Fµo½L»ù offer to the public ¤½¶}©ÛªÑ offering mechanism ©ÛªÑ¾÷¨î Office of the Commissioner of Insurance «OÀI·~ºÊ²z³B offsetting position ¬Û©è«ùÜ offshore financial centre Â÷©¤ª÷¿Ä¤¤¤ß offshore fund Â÷©¤°òª÷ offshore profit regrouping Â÷©¤¬Õ§Q«²Õ offshore swap Â÷©¤½Õ´Á omnibus account ºî¦X¤á¤f on-floor order ³õ¤º¶R½æ½L on-going obligation «ùÄò³d¥ô on-line interface Áp¾÷¬É±Áp¨t on-line investment service Áp½u§ë¸êªA°È On-line Trading Working Group ¡iSFC¡j ºô¤W¥æ©ö¤u§@¤p²Õ¡iÃҺʷ|¡j on-market rules ³õ¤º³W«h online trading ºô¤W¥æ©ö¡F¦b½u¥æ©ö online transfer ¹ê®ÉÂà°e open allocation session ¡iHKATS¡j ¶}¥«¤À°t®É¬q¡iHKATS¡j open contract ¥¼¥Ü¦X¬ù open gateway ¶}©ñ¦¡ºô¶¡³s±µ¾¹ open interest ¥¼¥Ü¦X¬ù open market operations ¤½¶}¥«³õ¬¡°Ê open offer ¤½¶}°âªÑ¡F¤½¶}µo°â open order ¶}¥«½L open outcry¡i= auction¡j ¤½¶}³Û»ù¡F¤½¶}¥s»ù¡F¤fÀY°Û»ù* ¡i= ¤fÀYÄv»ù¡j open outcry trading ¤½¶}¥s»ù¥æ©ö open position ¥¼¥Ü¦X¬ù open short position ½æªÅªÅÜ open-end fund ¶}©ñ¦¡°òª÷ opening contract ¶}ܦX¬ù opening price ¶}¥«»ù¡F¶}½L»ù opening quotations rules ¶}¥«³ø»ù³W«h opening stock ´Áªì¦s³f opening transaction ¶}Ü¥æ©ö operating lease Àç¹B/¸gÀç/Àç·~¯²¸î Operation Procedures for Stamp Duty Collection ©º¦¬¦Lªáµ|¹B§@µ{§Ç Operational Clearing Procedures for Options Trading Exchange Participants ¡mµ²ºâ¹B§@µ{§Ç ¢w ´ÁÅv¶R½æ¥æ©ö©Ò°Ñ»PªÌ±M¥Î¡n operational risk ¹B§@·ÀI¡FÀç¹B·ÀI Operational Trading Procedures for Options Trading Exchange Participants ¡m¥æ©ö¹B§@µ{§Ç ¢w ´ÁÅv¶R½æ¥æ©ö©Ò°Ñ»PªÌ±M¥Î¡n option ´ÁÅv option buyer ´ÁÅv¶R¤è option class ´ÁÅvÃþ§O option contract ´ÁÅv¦X¬ù option holder ´ÁÅv«ù¦³¤H option position ´ÁÅv«ùÜ option pricing model ´ÁÅv©w»ù¼Ò¦¡ option seller ´ÁÅv½æ¤è option series ´ÁÅv¨t¦C option valuation ´ÁÅv©w»ù option writer ´ÁÅv½æ¤è optional registration service ¥t¿ïµn°OªA°È Options Broker Exchange Participant ´ÁÅv¸g¬ö¥æ©ö©Ò°Ñ»PªÌ Options Clearing Officer ´ÁÅvµ²ºâ¥D¥ô Options Clearing Officer Examination ´ÁÅvµ²ºâ¥D¥ô¦Ò¸Õ Options Clearing Rules ¡m´ÁÅvµ²ºâ³W«h¡n Options Client's Agreement ´ÁÅv«È¤á¨óij®Ñ options delivery instruction ´ÁÅv¥æ¥I«ü¥O options digital datafeed ´ÁÅv¼Æ½X¼Æ¾Ú¶Ç°e±M½u Options Exchange Participant ´ÁÅv¥æ©ö©Ò°Ñ»PªÌ Options Information Service ´ÁÅv«H®§ªA°È options tariff ´ÁÅv¶O¥Î options trade confirmation ´ÁÅv¥æ©ö½T»{®Ñ Options Trading Exchange Participant ´ÁÅv¶R½æ¥æ©ö©Ò°Ñ»PªÌ Options Trading Officer ´ÁÅv¥æ©ö¥D¥ô Options Trading Officer and Representative Examinations ´ÁÅv¥æ©ö¥D¥ô¤Î¥Nªí¦Ò¸Õ Options Trading Representative ´ÁÅv¥æ©ö¥Nªí Options Trading Rules ¡m´ÁÅv¥æ©ö³W«h¡n order ¶R½æ½L¡F¶R½æ«ü¥Ü order at discretion ¥þÅv©e¦«½L order book ¶R½æ½L¬ö¿ý¡F±¾½L¥U order-driven ¥H¶R½æ½L±a°Ê order entry ¶R½æ½L¿é¤J order form ½L¯È order input period ¿é¤J¶R½æ½L®É¬q order instruction ¤J¥««ü¥O order matching ¹ï½L order matching period ¹ï½L®É¬q order routing ¶R½æ½L¶Ç»¼ Order Routing System (ORS) ¶R½æ½L¶Ç»¼¨t²Î order throughput ¶R½æ½L³B²z²v ordinary share ´¶³qªÑ OTC Bulletin Board ¡iUS¡j ³õ¥~¥æ©öij»ùªO ¡i¬ü°ê¡j out-of-the-money option »ù¥~´ÁÅv output VAT ¾P¶µ¼Wȵ| outstanding contingent liabilities ¥¼Àv©ÎµMt¶Å outstanding loan ¥¼ÀvÁÙÉ´Ú outstanding order ¥¼§¹¦¨¶R½æ½L outstanding stock ¤wµo¦æªÑ¥÷/ªÑ¥»/ªÑ²¼ over-allotment option ¶WÃB°tµoÅv¡F¶WÃB°tªÑÅv over-allotment option scheme ¶WÃB°tµo¾÷¨î over-the-counter derivative ³õ¥~l¥Í¤u¨ã over-the-counter market ³õ¥~ÃҨ饫³õ over-the-counter option ³õ¥~´ÁÅv overall position ¾ãÅé«ùÜ overbooked ¶WÃB»{ÁÊ overbought ¶W¶R overnight liquidity¡ibanking¡j ¹j©]¬y°Ê¸êª÷¡i»È¦æ¡j Overnight Report Distribution¡iCCASS¡j §Y©]¶Ç°e³ø§i¼Æ¾ÚªA°È¡i¤¤¥¡µ²ºâ¨t²Î¡j overnight trade «D§Y¤é¥Ü¥æ©ö overseas issuer ®ü¥~µo¦æ¤H overseas listed foreign share ¡iMainland China¡j ¹Ò¥~¤W¥«¥~¸êªÑ¡i¤¤°ê¤º¦a¡j oversold ¶W½æ oversubscribed ¶WÃB»{ÁÊ overtrading ¹L¶q¥æ©ö
P PASLA see Pan Asian Securities Lending Association PBOC see People's Bank of China PCS see Provisional Clearing Statement P/E see price/earnings ratio PECC see Pacific Economic Cooperation Council PIN see personal identification number PKI see Public Key Infrastructure POSIT see Portfolio System for Institutional Traders¡iAustralia¡j PNS see Proprietary Network System PPP see purchasing power parity PRiME see Portfolio Risk Margining System of HKEx PSE see Pacific Stock Exchange PSS see Participant Supplied System PvP see payment vs payment¡ibanking¡j
¡@ PABX Telephone System ¤º½u¹q¸Ü¨t²Î Pacific Economic Cooperation Council (PECC) ¤Ó¥¬v¸gÀÙ¦X§@·|ij Pacific Stock Exchange (PSE) ¤Ó¥¬vÃÒ¨é¥æ©ö©Ò Pacific-Basin Capital Markets Research Center ¤Ó¥¬v°Ï¸ê¥»¥«³õ¬ã¨s¤¤¤ß paid-up capital; paid-in capital ¹êúªÑ¥»¡Fú¤JªÑ¥» painting the tape ¾ÞÁaÃÒ¨é»ù®æ Pan Asian Securities Lending Association (PASLA) ¨È¬wÃÒ¨éɶU¨ó·| paper gold ¯È¶Àª÷ paper intensive settlement ²¼¾Ú±K¶°¥æ¦¬ paperless trading µL¯È¤Æ¥æ©ö "paper-to-paper" arrangement ²¼¹ï²¼¤è¦¡ par value ²¼±È parent company ¥À¤½¥q parity¡ioptions¡j ¥»ù¡i´ÁÅv¡j parity value ¥¿Å»ùÈ partially filled order ³¡¥÷§¹¦¨ªº¶R½æ«ü¥Ü Participant Access Services¡ifutures¡j °Ñ»PªÌ¼Æ¾Ú´£¨ú¨t²Î¡i´Á³f¡j Participant gateway °Ñ»PªÌºô¶¡³s±µ¾¹ Participant Supplied System (PSS) ¡@ °Ñ»PªÌ¦Û³]¨t²Î Particular Transfer¡iMainland China¡j ¯S§OÂàÅýªÑ¡i¤¤°ê¤º¦a¡j partly-paid share ¥¼Ãº¨¬ªÑ¥÷ payment vs payment (PvP)¡ibanking¡j ¶×´Ú¦P¨B¥æ¦¬¡F¹ê®É¶×´Ú¦P®É¥æ¦¬¡i»È¦æ¡j payoff ¦^³ø¡F¦¬¯q payoff diagram ¦¬¯q¹Ï payoff period ¦^¦¬´Á¡F¦^¥»´Á Payout-Protection Rule¡ioptions¡j ¡u«OÅ@Àv¥I¡v³W«h¡i´ÁÅv¡j PC terminal user Ó¤Hpºâ¾÷²×ºÝ¾÷¥Î¤á pegged exchange rate Áp¨t¶×²v pegged rate system Áp¨t¶×²v¨î¡F±¾¹_¶×²v¨î penny stock ²Ó»ùªÑ¡F°A«¬ªÑ People's Bank of China (PBOC) ¤¤°ê¤H¥Á»È¦æ per capita gross domestic product ¤H§¡°ê¤º¥Í²£Á`È per capita gross national product ¤H§¡°ê¥Á¥Í²£Á`È period of solicitation ©Û°â´Á Permanent Secretary for Financial Services and the Treasury °]¸g¨Æ°È¤Î®w°È§½±`¥ô¯µ®Ñªø perpetual bond ¥Ã¤[¶Å¨é personal account dealing guidelines ¨p¤H¤á¤f¥æ©ö«ü¤Þ personal identification number (PIN) ¨p¤H±K½X physical delivery ¹êª«¥æ¦¬ physical inventory ¹ê¦a½L¦s physical market ²{³f¥«³õ physical price ²{³f»ù physical scrip ¹êª«ªÑ²¼ Pink Sheets ¡iUS¡j ¡u¯»¬õ»ù³æ¡v¡i¬ü°ê¡j pit ¥æ©ö°é¡F¥æ©ö³õ pit trading ³õ¤º¥æ©ö placee Àò°t°â¤H¡F©Ó°t¤H placing °t°â placing agent °t°â¥N²z placing and top-up ¥H¥ý¦Z·s¤è¦¡°t°â placing guidelines °t°â«ü¤Þ placing order ¸¨½L pledge ©è©ã plus tick °ª¤_«e¦¨¥æ»ù port fee ±µ»é¯¸¶O¥Î¡F±µ¤f¶O portfolio §ë¸ê²Õ¦X Portfolio Analyser¡ioptions¡j ²Õ¦X¤ÀªR»ö¡i´ÁÅv¡j portfolio manager §ë¸ê²Õ¦X¸g²z Portfolio Risk Margining System of HKEx (PRiME) »´ä¥æ©ö©Ò²Õ¦X·ÀI«öª÷¨t²Î Portfolio System for Institutional Traders (POSIT)¡iAustralia¡j ¾÷ºc¥æ©öû²Õ¦X¨t²Î¡i¿D¬w¡j position «ùÜ¡FÜ¡F½L¡FÀY¤o position adjustment ½Õ¾ã«ùÜ
position limit «ùÜÃB¡F«ùܤW position limit ratio «ùÜÃB¤ñ²v position ratio «ùܤñ¨Ò position risk adjustment «ùÜ·ÀI½Õ¾ã position squaring ¥Ü position trader¡icommodity market¡j ÀY¤o¥æ©ö°Ó¡i°Ó«~¥«³õ¡j Positioning for a New Era¡ipublication¡j ¡mÁÚ¶i·s¬ö¤¸¡n¡i¥Zª«¡j post-listing acquisition ¤W¥«¦Zªº¦¬Áʬ¡°Ê power of attorney ±ÂÅv®Ñ power of sanction ¨îµôÅv Practice Note À³¥Î«ü¤Þ PRC issuer ¤¤°ê¤º¦aµo¦æ¤H predator¡itakeover¡j ª®À»¤â¡i¦¬ÁÊ¡j Predefined Futures Calendar Spreads ¹w³]´Á³f¸ó´Á¦X¬ù pre-emptive right Àu¥ý»{ÁÊÅv preference / preferred share Àu¥ýªÑ preferred ordinary share Àu¥ý´¶³qªÑ Pre-market Opening Mechanism¡ifutures¡j ¶}¥«Ä³»ù¾÷¨î¡i´Á³f¡j pre-open allocation session¡iHKATS¡j ¡@ ¶}¥««e¤À°t®É¬q¡iHKATS¡j premium ·¸»ù premium¡ifutures¡j °ª¤ô¡i´Á³f¡j premium¡ioptions¡j ´ÁÅvª÷¡i´ÁÅv¡j premium turnover ´ÁÅvª÷¦¨¥æÃB pre-opening session ¶}¥««e®É¬q¡F¶}¥««eij»ù®É¬q pre-order matching period ¹ï½L«e®É¬q Preparatory Board Äw³Æ¸³¨Æ·| prescribed percentage «ü©w¦Ê¤À¤ñ previous closing price «e¦¬¥«»ù price cheating ¹»ù price discovery ¥«³õ©w»ù¡F¥«³õ»ù®æÍù©w¡F»ù®æµo²{ price manipulation ¾ÞÁa»ù®æ¡F³y»ù price ramping ª£°ª»ù®æ Price Reporting System¡ifutures¡j ³ø»ù¨t²Î¡i´Á³f¡j price spread¡ioptions¡j ¸ó»ù¶R½æ¡i´ÁÅv¡j price/earnings ratio (P/E) ¥«¬Õ²v price-sensitive information ªÑ»ù±Ó·P¼Æ¾Ú¡F¼vÅTªÑ»ù¼Æ¾Ú pricing model ©w»ù¼Ò¦¡ primary listing ²Ä¤@¤W¥« Primary Market Database ¤W¥«¤½¥q¼Æ¾Ú®w primary market ¶°¸ê¥«³õ¡F¤@¯Å¥«³õ* primary sponsor ¡@ ¥Dn«OÂˤH principal account ¤½¥q¤á¤f principal supervisor¡iGEM¡j ¥Dn¥DºÞ¡i³Ð·~ªO¡j principle of best execution ¥H³Ì¨Î»ù®æ°õ¦æ¥æ©öªºì«h¡F ¥H³Ì¨Î±ø¥ó°õ¦æ¥æ©öªºì«h Priority Construction Treasury¡iMainland China¡j °ê®a«ÂI«Ø³]¶Å¨é¡i¤¤°ê¤º¦a¡j private fibre optical circuit ¦Û¸m¥úÅÖ½u¸ô private placing ¨p¤H°t°â privately-offered fund ¡@ ¨p¶Ò°òª÷* privatisation ¨p¦³¤Æ¡F¨pÀç¤Æ privileged user ¯S³\¨Ï¥ÎªÌ pro forma fully diluted price/earnings ratio ³Æ¦Ò¥þ±ÅuÁ¡¥«¬Õ²v pro forma statement ³Æ¦Ò³øªí Process Review Panel µ{§ÇÂÐÀË©eû·| Professional Accountants Ordinance ¡m±M·~·|p®v±ø¨Ò¡n Professional Conduct Rules and Regulations¡ipublication¡j ¡m±M·~¾Þ¦u³W«h¤Î³W¨Ò¡n¡i¥Zª«¡j Professional Course for Equity Options Practitioners ªÑ²¼´ÁÅv±q·~û±M·~½Òµ{ profit ·¸§Q¡F§Q¼í¡F¬Õ§Q profit and loss account ·l¯q½ã profit forecast ·¸§Q¹w´ú profits attributable to shareholders ªÑªFÀ³¥e·¸§Q programme trading µ{§Ç¶R½æ¡Fµ{§Ç¥æ©ö project finance ¶µ¥Ø¿Ä¸ê Project on the Use of Plain Language ²L¥Õ»y¨¥p¹º Prolonged Suspension Status Report ¦³Ãöªø®É¶¡°±µP¤½¥q¤§³ø§i promoter µo°_¤H property gains tax ª«·~¼Wȵ| property valuer ª«·~¦ôÈ®v proposed director Àò´£¦W¸³¨Æ proprietary account ¤½¥q±M¥Î¤á¤f Proprietary Network System (PNS) ¡@ ±M½uºôµ¸¨t²Î proprietary routing terminal ±M¥Îºôµ¸¨t²Î proprietary trading ¦ÛÀç¶R½æ¡F§¤½L proprietary trading system ±M¥Î¥æ©ö¨t²Î prospectus ©ÛªÑ³¹µ{¡F©ÛªÑ®Ñ¡Fµo¦æ³¹µ{ Protection of Investors Ordinance ¡m«O»Ù§ë¸êªÌ±ø¨Ò¡n Provident Fund Scheme ¤½¿nª÷p¹º provision ±ø¤å provision¡iaccounting¡j ·Ç³Æ¡F¼·³Æ¡i·|p¡j provision for bad and doubtful debts Ãa½ã¤Î§b½ã¼·³Æ Provisional Clearing Statement (PCS) Á{®Éµ²ºâªí provisional letter of allotment ¼È©w°tÃB³qª¾®Ñ provisional liquidator Á{®É²M½L¤H proxy form ¥Nªí©e¥ôªí®æ¡F©e¬£¥Nªí®Ñ prudence ¼f·Vì«h public address system ¤½¥¬¨t²Î public censure ¤½¶}Äþ³d Public Debt (Inflation-Linked Subsidy) Treasury¡iMainland China¡j «OȤ½¶Å¡i¤¤°ê¤º¦a¡j public float ¤½²³«ùªÑ¶q public float capitalisation ¤½²³«ùªÑ¥«È public interest ¤½²³§Q¯q Public Interest Director ¤½²³§Q¯q¸³¨Æ Public Key Infrastructure (PKI) ¤½¶}±K½X°Í°ò¦«Ø³] purchasing power parity (PPP) ÁʶR¤O¥»ù put option »{ªf´ÁÅv put warrant »{ªfÅvÃÒ put writer »{ªf´ÁÅvªf¥XªÌ
Q QDII see Qualified Domestic Institutional Investor QFII see Qualified Foreign Institutional Investor
¡@ qualification share ¸ê®æªÑ Qualified Domestic Institutional Investor (QDII) ¡@ ¦X®æ¹Ò¤º¾÷ºc§ë¸êªÌ Qualified Foreign Institutional Investor (QFII) ¦X®æ¹Ò¥~¾÷ºc§ë¸êªÌ qualified institutional buyer ¦X¸ê®æ¾÷ºc¶R®a qualified opinion «O¯d·N¨£ Quick Reference Guide¡iAMS¡j ²«K«ü«n¡i¦Û°Ê¹ï½L¨t²Î¡j quiet trading ¥æ§ë²HÀR quotation rules ³ø»ù³W«h quote ³ø»ù¡F¶}»ù½L quote maintenance report ¶}½Lª¬ªp³ø§i quote request ³ø»ùn¨D¡F¶}»ù½Ln¨D quote-driven ¥H³ø»ù±a°Ê¡F¥H¶}½L±a°Ê
R Range ELI see Range Equity Linked Instrument RDDS see Realtime Digital Data Service REIT see real estate investment trust repo see repurchase agreement RFQ see request for quote RIQ see Recognised Industry Qualifications RSI see Relative Strength Indicator RTGS see Real Time Gross Settlement System¡iHKMA¡j
¡@ raider¡itakeover¡j ª®À»¤â¡i¦¬ÁÊ¡j rally ¦^¤É¡F¤Ï¼u ramping ª£°ª»ù®æ random assignment ÀH¾÷¤À°t Range Equity Linked Instrument (Range ELI) ¡u°Ç§ô¦¡¡vªÑ²¼±¾¹_²¼¾Ú ranking liabilities »{¥it¶Å rat trading ¦Ñ¹«Ü¬¡°Ê rate of return ¦^³ø²v real estate investment trust (REIT) ©Ð¦a²£§ë¸ê«H¦«°òª÷ real exchange rate ¹ê½è¶×²v real time calculation ¹ê®Épºâ Real Time Gross Settlement system (RTGS)¡iHKMA¡j ¹ê®É¤ä¥Iµ²ºâ¨t²Î¡iª÷ºÞ§½¡j real time information ¹ê®É«H®§¡F¹ê®É«H®§ realisation Åܲ{ Realtime Digital Data Service (RDDS) ¹ê®É¼Æ½X¼Æ¾ÚªA°È realtime digital datafeed ¹ê®É¼Æ½X¼Æ¾Ú¶Ç°e±M½u rebate ¦^¦©¡F¦^¶Ä¡F¶Äª÷¦^¦© recapitalisation ¸ê¥»«¾ã receiving agent ¦¬´Ú¥N²z receiving bank ¦¬´Ú»È¦æ Recognised Industry Qualifications (RIQ) »{¥i¦æ·~¸ê®æ reconciliation ¹ï½ã recoverable VAT À³°h¼Wȵ| red chip ¬õÄwªÑ redeemable share ¥iÅ«¦^ªÑ¥÷ redemption Å«¦^¡F§I¥I*¡FÁÙ¥»¥I®§* rediscount ¦A¶K²{ Reference for Disclosures in Annual Reports¡ipublication¡j ¡m©P¦~³ø§iªº°Ñ¦Ò©ÜÅS¼Æ¾Ú¡n¡i¥Zª«¡j regional index call warrant ¦a°Ï©Ê«ü¼Æ»{ÁÊÅvÃÒ Regional Monitor ¡m¨È¤ÓªÑ¥«¯ßµ¸¡n register of members ªÑªF¦W¥U registered certificate °O¦WÃÒ®Ñ registered dealer ª`¥UÃÒ¨é°Ó registered financier ª`¥U¿Ä¸ê¤H registered firm ª`¥U°Ó¸¹ registered intermediary ª`¥U¤¤¤¶¹ÎÅé registered owner µn°O«ù¦³¤H registered securities °O¦WÃÒ¨é Registered Trader ¡@ ª`¥U²ø®a Registered Treasury¡iMainland China¡j °O½ã¦¡°ê®w¨é¡i¤¤°ê¤º¦a¡j registrar ¹L¤áµn°O³B¡F¹L¤á³B Registrar of Companies ¤½¥qª`¥U³B³Bªø registration and transfer fee µn°O¹L¤á¶O regulated short selling ¨üºÊºÞ¤§ªÑ¥÷½æªÅ¬¡°Ê regulation ºÊºÞ regulatory arbitrage ºÊºÞ®MÝu regulatory body ºÊºÞ¾÷ºc regulatory regime ºÊºÞ¨î«× rejected sales ¤Ï»é¥æ©ö related party transaction Ãö³s¤H¤h¥æ©ö related person Ãö³s¤H¤h relationship of put-call parity »{ªf»{Áʵ¥»ùÃö¨t relative return ¬Û¹ï¦^³ø²v Relative Strength Indicator (RSI) ¬Û¹ï±j®z«ü¼Æ rematerialisation ¡@ «·s¹êª«¤Æ remote trading access »»¶Z¥æ©ö³]¬I remuneration package Á~¹S§Q¯q reorganisation «²Õ replacement cost «¸m¦¨¥» Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure ¡mÀË°QÃÒ¨é¤Î´Á³f¥«³õ³WºÞ¬[ºc¹B§@±M®a¤p²Õ³ø§i®Ñ¡n Report of the Securities Review Committee ¡mÃÒ¨é·~ÀË°Q©eû·|³ø§i®Ñ¡n Report on Financial Market Review ¡mª÷¿Ä¥«³õÀË°Q³ø§i¡n Report on the Enhancement of the Financial Infrastructure in Hong Kong ¡m´£¤É»´äªºª÷¿Ä°ò¦³]¬I³ø§i¡n reporting accountant ¥Ó³ø·|p®v reporting period ¥Ó³ø´Á reprimand Äþ³d repurchase Áʦ^¡FÁʦ^ªÑ¥÷ repurchase agreement (repo) ¦^Áʨóij request for proposal ©º¨D«Øij®Ñ request for quote (RFQ)¡ioptions¡j ³ø»ùn¨D¡i´ÁÅv¡j required rate of return ©Ò»Ý¦^³ø²v reserve Àx³Æ reserve fund Àx³Æ°òª÷ response time ÅTÀ³®É¶¡ responsibility letter ³d¥ô©Ó¿Õ®Ñ responsibility statement ³d¥ôÁn©ú®Ñ restatement of accounts «¾ã½ã¥Ø restricted licence bank ¦³¨îµP·Ó»È¦æ restriction notice ¨î³qª¾®Ñ results announcement ·~ÁZ¤½¥¬ resumption of trading ´_µP¡F«ì´_¶R½æ retail broker ´²¤á¸g¬ö retail information service ¹s°â«H®§ªA°È retail investor ´²¤á§ë¸êªÌ¡F´²¤á retained capital ¯d¦¨¸êª÷¡F«O¯d¸êª÷ retained earnings; retained income ¯d¦s¬Õ§Q¡F¯d¦s¦¬¯q retained profits ¯d¦s·¸§Q¡F¯d¦s¬Õ§Q Reuters Monitor Equities Investment Service ¸ô³zªÀÃÒ¨é§ë¸ê¶ÇµøªA°È revaluation «¦ô reversal contract¡ioptions¡j °fÂà¥æ©ö¦X¬ù¡F¨ú®ø¥æ©ö¦X¬ù¡i´ÁÅv¡j reverse takeover ¤Ï¦¬ÁÊ reverse convertibles ¤Ï¦V¥iÂà´«²£«~ Revised Guidance Notes Regarding Money Laundering ¡m¨¾¤î¬~¶Â¿ú×q«ü¤Þ¡n revised short selling scheme ¸g×qªºªÑ¥÷½æªÅp¹º rights issue ¨ÑªÑ¡F°t°â·sªÑ risk array algorithm ·ÀI±Æ¦Cºâ¦¡ risk array margining system ·ÀI±Æ¦C«öª÷¨î«× risk array method ·ÀI±Æ¦C¤èªk risk control ·ÀI±±¨î risk disclosure ·ÀI©ÜÅS Risk Disclosure Statement¡iGEM¡j ·ÀI©ÜÅSÁn©ú®Ñ¡i³Ð·~ªO¡j risk evaluation ·ÀIµû¦ô risk identification ·ÀIų§O risk management ·ÀIºÞ²z Risk Management Committee ·ÀIºÞ²z©eû·| risk parameter ·ÀI°Ñ¼Æ risk tolerance ·ÀI®e risk-free interest rate µL·ÀI§Q²v roadshow ¨µ¦^±À¤¶ Rolling Forex ¤éÂà´Á¶× roll-over ÂàÜ round lot ¤â "round trip" option transaction ¡u¨Ó¦^¡v´ÁÅv¥æ©ö round-lot-plus order «D¾ã¤â¶R½æ½L router system ¶R½æ½L¶Ç»¼¨t²Î Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) ¡m»´äÁp¦X¥æ©ö©Ò¦³¤½¥q³Ð·~ªOÃÒ¨é¤W¥«³W«h¡n¡]¡m³Ð·~ªO¤W¥«³W«h¡n¡^ Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) ¡m»´äÁp¦X¥æ©ö©Ò¦³¤½¥qÃÒ¨é¤W¥«³W«h¡n¡]¡mÃÒ¨é¤W¥«³W«h¡n¡^ Rules of the Exchange ¡m¥æ©ö©Ò³W«h¡n runner »é¸}¸g¬ö
S
SAAC see Securities Analysts Association of China SAC see Securities Association of China, The SAFE see State Administration of Foreign Exchange¡iMainland China¡j SBLA see securities borrowing and lending agreement SCCLR see Standing Committee on Company Law Reform SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The SCORE see Stock Options Reference Educator SCP see Self Clearing Participant SDNet see Securities and Derivatives Communication Network SEAQ see Stock Exchange Automated Quotations System¡iUK¡j SEAQI see Stock Exchange Automated Quotations System for International Equities¡iUK¡j SEATS see Stock Exchange Alternative Trading Service¡iUK¡j SEC see Securities and Exchange Commission¡iUS¡j SEHK see Stock Exchange of Hong Kong Limited, The SEIS see Stock Exchange Information Services Limited SEOCH see SEHK Options Clearing House Limited, The SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System SFC see Securities and Futures Commission, The SGX see Singapore Exchange SI see settlement instruction SIB see Securities and Investment Board¡iUK¡j SMARTS see Securities Market Automated Research, Training & Surveillance System SMFP see share margin finance provider SOES see Small Order Entry System/Small Order Execution System¡iUS¡j SPDR see Standard & Poor's Depository Receipt SRN see Shareholder Reference Number SSAP see Statement of Standard Accounting Practice STAQS see Securities Trading Automated Quotation System¡iMainland China¡j SWIFT
see Society for Worldwide Interbank Financial Telecommunications S&P/HKEx Composite ¼Ð·Ç´¶º¸/»´ä¥æ©ö©Òºî¦X«ü¼Æ S&P/HKEx GEM ¼Ð·Ç´¶º¸/»´ä¥æ©ö©Ò³Ð·~ªO«ü¼Æ S&P/HKEx LargeCap ¼Ð·Ç´¶º¸/»´ä¥æ©ö©Ò¤j«¬ªÑ«ü¼Æ S&P/HKEx MidCap 25 ¼Ð·Ç´¶º¸/»´ä¥æ©ö©Ò¤¤«¬ªÑ25«ü¼Æ S&P/HKEx SmallCap 50 ¼Ð·Ç´¶º¸/»´ä¥æ©ö©Ò¤p«¬ªÑ50«ü¼Æ sales representative Àç·~¥Nªí sales revenue ¾P°â¦¬¤J salvage value ´ÝÈ same day exercise ¦P¤é¦æ¨Ï samurai bond ªZ¤h¶Å¨é scalable ´£°ª¹B§@ªº¯à¤O scalping ¦Ñ¹«Ü¬¡°Ê¡F¹»ù scheme of arrangement ¨óij¦w±Æ¡F¨óijp¹º screen º·¹õ¡F«Ì¹õ* scrip dividend ¥HªÑ¥N®§ scrip fee ªÑ²¼µn°O¶O¡Fµn°O¹L¤á¶O scrip issue µo¦æ¬õªÑ scripless trading µL¯È¤Æ¥æ©ö seasoned securities Àu½èÃÒ¨é second board ²Ä¤GªO¡F²Ä¤GªO¥«³õ second liner; second line stock ¤G½uªÑ second market ²Ä¤GªO¡F²Ä¤GªO¥«³õ secondary listing ²Ä¤G¤W¥« secondary market ¥æ©ö¥«³õ¡F¤G¯Å¥«³õ Secretary for Economic Development and Labour ¸gÀÙµo®i¤Î³Ò¤u§½§½ªø Secretary for Financial Services and the Treasury °]¸g¨Æ°È¤Î®w°È§½§½ªø secured debts ©è©ã¶Å¶µ Securities (Clearing Houses) Ordinance ¡mÃÒ¨é¡]µ²ºâ©Ò¡^±ø¨Ò¡n Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules ¡mÃÒ¨é¡]¥æ©ö°Ó¡B§ë¸êÅU°Ý¡B¦X¥ë¤Î¥Nªí¡^³W«h¡n Securities (Disclosure of Interests) Notification History Reports ¡mÃÒ¨é¡]©ÜÅSÅv¯q¡^¨ã³ø¬ö¿ý¡n Securities (Disclosure of Interests) Notification Summaries¡ipublication¡j ¡mÃÒ¨é¡]©ÜÅSÅv¯q¡^¨ã³øºKn¡n¡i¥Zª«¡j Securities (Disclosure of Interests) Ordinance ¡mÃÒ¨é¡]©ÜÅSÅv¯q¡^±ø¨Ò¡n Securities (Insider Dealing) Ordinance ¡mÃÒ¨é¡]¤º¹õ¥æ©ö¡^±ø¨Ò¡n Securities (Margin Financing) (Amendment) Ordinance 2000 ¡m2000¦~ÃÒ¨é¡]«OÃÒª÷¿Ä¸ê¡^¡]×q¡^±ø¨Ò¡n Securities (Stock Lending) Rules ¡mÃÒ¨é¡]ÃÒ¨éÉ¥X¡^³W«h¡n Securities Analysts Association of China (SAAC) ¤¤°êÃÒ¨é·~¨ó·|ÃÒ¨é¤ÀªR®v±M·~©eû·| Securities and Derivatives Communication Network (SDNet) ÃÒ¨é¤Îl¥Í¤u¨ã¹ÎÅéºôµ¸ Securities and Exchange Commission (SEC)¡iUS¡j ÃÒ¨é¥æ©ö©eû·|¡i¬ü°ê¡j Securities and Futures (Clearing Houses) Ordinance ¡mÃÒ¨é¤Î´Á³f¡]µ²ºâ©Ò¡^±ø¨Ò¡n Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 ¡m2003¦~ÃÒ¨é¤Î´Á³f¡]¦X¬ù¶q¤Î¶·¥Ó³øªº«ùܶq¡^¡]×q¡^³W«h¡n Securities and Futures (Disclosure of Interests - Exclusions) Regulation ¡mÃÒ¨é¤Î´Á³f¡]©ÜÅSÅv¯q¡Ð§K°£ ¡^³W¨Ò¡n Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules ¡mÃÒ¨é¤Î´Á³f¡]©ÜÅSÅv¯q¡ÐÃÒ¨éɶU¡^³W«h¡n Securities and Futures (Price Stabilising) Rules ¡@ ¡mÃÒ¨é¤Î´Á³f¡]éw»ù®æ¡^³W«h¡n Securities and Futures (Professional Investor) Rules ¡mÃÒ¨é¤Î´Á³f¡]±M·~§ë¸êªÌ¡^³W«h¡n Securities and Futures (Recognized Counterparty) Rules ¡mÃÒ¨é¤Î´Á³f¡]»{¥i¹ï¤â¤è ¡^³W«h¡n Securities and Futures (Short Selling Exemption and Stock Lending) Rules ¡mÃÒ¨é¤Î´Á³f¡]½æªÅÁŧK¤ÎÃÒ¨éÉ¥X ¡^³W«h¡n Securities and Futures (Stock Market Listing) Rules ¡mÃÒ¨é¤Î´Á³f¡]¦bÃҨ饫³õ¤W¥« ¡^³W«h¡n Securities and Futures (Transfer of Functions - Stock Exchange Company) Order ¡mÃÒ¨é¤Î´Á³f¡]Âಾ¾¯à¤©Áp¥æ©Ò ¡^¥O¡n Securities and Futures Appeals Panel 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¨t²Î©Ê·ÀI T
TIGER see Taiwan Innovative Growing Entrepreneurs TIPS see Theoretical Indicative Pricing System¡ifutures¡j TOPIC see Teletext Output of Price Information by Computer¡iUK¡j TOPS see Traded OPtions System TPC see Third Party Clearing TraHK see Tracker Fund of Hong Kong
T + 2 T + 2 ¥æ¦¬´Á T + 2 settlement system T + 2 ¥æ¦¬¨î«× T + 3 Rule¡iUS¡j T + 3 ³W«h¡i¬ü°ê¡j tails¡ioptions¡j ·¥»ù¥~´ÁÅv¡FµL»ù´ÁÅv§Î¦¡ Taiwan Innovative Growing Entrepreneurs (TIGER) »OÆW³Ð·s¦¨ªø¥ø·~ÃþªÑ Taiwan International Mercantile Exchange Corp »OÆW´Á³f¥æ©ö©Ò Taiwan Securities Central Depository Company Limited »OÆWÃҨ鶰¤¤«OºÞ¤½¥q Taiwan Stock Exchange Corporation »OÆWÃÒ¨é¥æ©ö©Ò take-up¡ioptions¡j ±µ¦¬¡i´ÁÅv¡j takeover ¦¬ÁÊ Takeovers & Mergers Panel¡iSFC¡j ¦¬ÁʤΦX¦}©eû·|¡iÃҺʷ|¡j Takeovers Appeal Committee¡iSFC¡j ¦¬ÁʤW¶D©eû·|¡iÃҺʷ|¡j tap facility «ùÄòµo°â¾÷¨î tap issue ¤£¶qµo¦æ tariff ¥æ©ö¶O tax avoidance Á×µ| tax break µ|¶µ´î§K tax concession µ|¶µ´î§K tax evasion °kµ| tax rebate; tax refund °hµ| tax relief µ|°ÈÀu´f Taxation Institute of Hong Kong ¡@ »´äµ|°È¾Ç·| technical analysis §Þ³N¤ÀªR Teletext ¤j§Q¥« Teletext carrier charge ¤j§Q¥«ºôµ¸¨Ñ³f°Ó¶O¥Î Teletext Information Service ¤j§Q¥««H®§ªA°È Teletext Output of Price Information by Computer (TOPIC)¡iUK¡j TOPIC ¨t²Î¡i^°ê¡j Teletext page ¤j§Q¥«ª©¶ Teletext video broadcast service ¤j§Q¥«¼v¹³¼s¼½ªA°È temporary receipts ¼È¦¬´Ú Temporary Suspension Status Report ¦³Ãö¼È®É°±µP¤½¥q¤§³ø§i tender procedure §ë¼Ðµ{§Ç term bond ©w´Á¶Å¨é Terms and Conditions for Investor Participants ¡m§ë¸êªÌ¤á¤f«ù¦³¤H³W«h¡n terms of reference ¾ÅvS³ò Theoretical Indicative Pricing System (TIPS)¡ifutures¡j ²z½×©Ê°Ñ¦Ò»ù®æ¨t²Î¡i´Á³f¡j third liner ¤T½uªÑ Third Party Clearing (TPC) ²Ä¤TªÌµ²ºâ throttle rate ¸`¬y²v tick (size) ³Ì§C¤W¸¨»ù¦ì¡F³Ì§C»ù®æÅÜ°Ê tick rule ½æªÅ»ù³W«h¡F»ù½æªÅ³W«h tick value »ù¦ìÈ tier¡ioptions¡j «ùÜÃþ§O¡i´ÁÅv¡j time premium ®É¶¡È time spread ¸ó´Á¶R½æ time stamp ®É¶¡ÂW°O time value ®É¶¡È tipper ¦¬¨ú¤º¹õ®ø®§¤H¤h top up placing ¥H¥ý¦Z·s¤è¦¡°t°â top-up ¸É¥R total margin value Á`«öª÷»ùÈ total market capitalisation Á`¥«È township and village enterprises ¶mÂí¥ø·~ track record ·~°È¬ö¿ý Tracker Fund of Hong Kong (TraHK) ¬Õ´I°òª÷ trade acceptance °Ó·~©Ó§I¶×²¼ trade amendment §ó¥¿¥æ©ö¡F¦¨¥æ½Õ¾ã trade give-ups¡ioptions¡j ¥æ©öÂಾ¡i´ÁÅv¡j trade reversals¡ioptions¡j °fÂà¥æ©ö¡F¨ú®ø¥æ©ö¡i´ÁÅv¡j trade-for-trade settlement ³v¶µ¥æ¦¬ traded option ¦b¥æ©ö©Ò¶R½æªº´ÁÅv Traded OPtions System (TOPS) ªÑ²¼´ÁÅv¨t²Î trader jacket ¥æ©öûI¤ß trading ahead ¥¶ÀY¥æ©ö Trading and Settlement Committee ¥æ©ö¤Î¥æ¦¬©eû·| trading booth ¥æ©öÏ@¦ì trading calendar ¥æ©ö¤éªí trading capacity ¥æ©ö¶q¡F¥æ©ö¯à¤O trading day ¥æ©ö¤é trading facilities ¥æ©ö³]¬I Trading Fee ¥æ©ö¶O trading floor; trading hall ¥æ©ö¤j°ó trading halt °Ç°±ªO "trading only" stocks ¡u«D¤W¥«¥i¥æ©ö¡vªÑ¥÷ trading pit ¥æ©ö°é trading record ¦¨¥æ¬ö¿ý trading tariff¡icash market¡j ¥æ©ö¨t²Î¨Ï¥Î¶O¡i²{³f¥«³õ¡j trading unit ¥æ©ö³æ¦ì trading workstation ¥æ©ö¤u§@¯¸ trading-only board ¯Â¥æ©öªO Transaction Levy ¥æ©ö©º¶O transfer Â༷¡FÂàÅý¡F¹L¤á transfer agent ¹L¤á¥N²z transfer deed Âà¤â¯È transfer deed stamp duty ¹L¤á¯È¡]ÂàÅý¡^¦Lªáµ| transfer fee ¹L¤á¶O transfer form Âà¤â¯È transferee ©ÓÅý¤H¡F¨üÅý¤H transferor ÂàÅý¤H translation ´«ºâ¡F§éºâ transparency ³z©ú«× Treasuries °ê®w¨é treasury bond futures °ê¶Å´Á³f* treasury stock ®w¦sªÑ¥÷¡F®w¦sªÑ²¼¡F¯d¦sªÑ²¼ trial balance ¹q¤lªí®æ triangular debt ¤T¨¤¶Å trustee «H¦«¤H ¨ü¦«¤H turnover ratio ¦¨¥æÃB¤ñ²v turnover velocity ¥æ©ö¬y³q³t«× two-sided order ¨âÃä«È¶R½æ½L "two-state" option valuation model ¡u¤GºA¡v´ÁÅv¼Ò¦¡ two-way quote
¨âÃä¶}½L¡FÂùÃä»ù U
UAT see user acceptance test ups see uninterrupted power supply
ultimate beneficial holder ³Ì²×¹ê¯q«ù¦³¤H ultimate beneficiary ³Ì²×¨ü¯q¤H ultimate originator ³Ìªìµo°_¤H umbrella fund ³Ê¤l°òª÷ unappropriated profits ¥¼¤À°t·¸§Q¡F¥¼¤À°t§Q¼í unclaimed brokerage µL¤H¥Ó»â¤§¸g¬ö¶Äª÷ unconditional and irrevocable guarantee µL±ø¥ó¤Î¤£¥iºM¦^¤§¾á«O unconditional cash offer µL±ø¥ó²{ª÷¦¬ÁÊ«Øij¡FµL±ø¥ó²{ª÷n¬ù uncovered call µL³Æ§I»{ÁÊ´ÁÅv uncovered option µL³Æ§I´ÁÅv uncovered short selling ¨S¦³¾á«Oªº½æªÅ¥æ©ö underbooked »{Áʤ£¨¬ underlying asset ¬ÛÃö¸ê²£¡F«ü©w¸ê²£ underlying securities ¬ÛÃöÃÒ¨é¡F«ü©wÃÒ¨é underlying stock ¥¿ªÑ Understanding Stock Options (and Their Risks)¡ipublication¡j ¡m²z¸ÑªÑ²¼´ÁÅv¡]¤Î¨ä·ÀI¡^¡n¡i¥Zª«¡j undersubscribed »{Áʤ£¨¬ underwrite ¥]¾P¡F©Ó¾P* underwriter ¥]¾P°Ó¡F©Ó¾P°Ó* underwriting syndicate ¥]¾P»È¹Î undistributed profits ¥¼¤À¬£·¸§Q¡F¥¼¤À¬£§Q¼í uneven playing field¡icf level playing field¡j ¤£¤½¥Ävª§ "unfair prejudice" remedy ¡u¤£¤½¥·l®`¡v¸É±Ï unfavourable marks¡iCCASS¡j °f®tÃB¡i¤¤¥¡µ²ºâ¨t²Î¡j unfavourable variance; unfavourable difference °f®t Unified Exchange Compensation Fund Áp¦X¥æ©ö©Ò½ßÀv°òª÷ Uniform Cash Client's Agreement ²Î¤@²{ª÷«È¤á¨óij®Ñ Uniform Margin Client's Agreement ²Î¤@«OÃÒª÷«È¤á¨óij®Ñ unincorporated registered person «D¦¨¥ß¬°¦³¤½¥qªºª`¥U¤H¤h uninterrupted power supply (ups) ¤£°±¹q¹q·½¸Ë¸m¡F¤£¶¡Â_¹q·½¸Ë¸m unit trust ³æ¦ì«H¦«°òª÷ unitary board system ³æ¤@¸³¨Æ·|¨î universal clearing house ²Î¤@µ²ºâ©Ò unregulated issuer «D¨üºÊºÞµo¦æ¤H unsecured loan µL©è©ã¶U´Ú uptick °ª¤_«e¦¨¥æ»ù uptime ¤£°±¹B§@¤ñ²v used market ¤G¤â¥«³õ useful life ¥i¥Î¦~ user access ¥Î¤á²×ºÝ³]¬I user acceptance test (UAT) ¥Î¤á±µ¯Ç´ú¸Õ¡F¥Î¤á±µ¦¬´ú¸Õ User ID ¥Î¤á¥N¸¹ "user pay" principle
¡u¥ÎªÌ¦Û¥I¡vì«h V
VAT see value added tax VEF see Vendor Electronic Filing System
valuation report ¦ôȳø§i value added tax (VAT) ¼Wȵ| value of equity capital ªÑ¥»»ùÈ value-added service ¼WȪA°È value-at-risk ·ÀIÈ¡F»X¨ü·ÀIªº»ùÈ valuer ¦ôÈ®v variable contribution ¤£©wÃB¨Ñ´Ú variable-rate mortgage ¯B®§«ö´¦ variation adjustment ÅÜ»ù½Õ¾ã Vendor Electronic Filing System (VEF) ¨Ñ³f°Ó¹q¤l¦s½L¨t²Î venture capital ³Ð·~°òª÷ verification notes ®ÖÃÒªþª` vertical spread¡ioptions¡j ¸ó»ù¶R½æ¡i´ÁÅv¡j very substantial acquisition «D±`«¤jªº¦¬Áʨƶµ very substantial disposal «D±`«¤jªº¥X°â¨Æ¶µ vetting ¼f¾\ Viewing Gallery ³X«È´Y virtual market µêÀÀ¥«³õ volatility
ªi´T W
WFE see World Federation of Exchanges
waiver ÁŧK¡FÁŧK³W©w warrant ÅvÃÒ¡F»{ªÑÅvÃÒ warranty «OÃÒ wash sale µê½æ¡Fµê°â¥æ©ö wasting asset¡ioptions¡j ®ø¯Ó©Ê¸ê²£¡i´ÁÅv¡j Way Forward, The¡ipublication¡j ¡mµo®i¸ô¦V¡n¡i¥Zª«¡j Weekly Hong Kong Stock Market Statistics ¡m¨C©P´äªÑ²Îp¼Æ¦r¡n Weighted Index¡iTaiwan Stock Exchange¡j µo¦æ¶q¥[ÅvªÑ»ù«ü¼Æ¡F¥[Åv«ü¼Æ¡i»OÆW¥æ©ö©Ò¡j whitewash transaction ²M¬~¥æ©ö wholly-owned subsidiary ¥þ¸êªþÄݤ½¥q Wide Area Network ¼s°ìºôµ¸ working capital Àç¹B¸êª÷ Working Group on Corporate Communications ¤½¥q³q°T¤u§@¤p²Õ Working Group on Corporate Governance ¥ø·~ºÞªv¤u§@¤p²Õ Working Group on Debt Market ¡@ ¶Å¨é¥«³õ¤u§@¤p²Õ Working Group on New Market Development ·s¥«³õµo®i¤u§@¤p²Õ Working Group on Plain Language ²L¥Õ»y¨¥p¹º¤u§@¤p²Õ Working Group on Review of Financial Regulatory Framework for Intermediaries ¡@ ¤¤¤¶¤H°]°È³WºÞ¨î«×¤u§@¤p²Õ Working Group on Review of the Financial Regulatory Framework for Licensed Corporations ÀË°Q«ùµPªk¹Î°]°È³WºÞ¨î«×¤u§@¤p²Õ Working Group on Stockbroking in Hong Kong »´äÃÒ¨é¸g¬ö·~¤u§@¤p²Õ Working Group on the Business Environment of the Stockbroking Industry ÃÒ¨é¸g¬ö·~Àç°ÓÀô¹Ò¤u§@¤p²Õ working order Àç¹B¶R½æ½L¡FÀç¹B«ü¥O World Bank ¥@¬É»È¦æ World Federation of Exchanges (WFE) °ê»ÚÃÒ¨é¥æ©ö©ÒÁp·| write a call option ªf¥X»{ÁÊ´ÁÅv write a put option ªf¥X»{ªf´ÁÅv write off ºJ¾P writer¡ioptions¡j
½æ®a¡i´ÁÅv¡j Y
Yankee bond ¬ü°ê¥»¤g¶Å¨é¡F´°ò¶Å¨é yield ¦¬¯q²v¡F´F®§ yield curve ¦¬¯q²v¦±½u yield to maturity
¨ì´Á¦¬¯q²v Z
zero coupon bond ¹s®§¶Å¨é zero-minus tick ºû«ù«e¦¨¥æ»ù¦ý§C¤_¤W¤@Ó®t²§»ù zero-plus tick ºû«ù«e¦¨¥æ»ù¦ý°ª¤_¤W¤@Ó®t²§»ù zero-sum game ¹s©M´åÀ¸ zero-trading day ¹s¥æ©ö¤é
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